Sara P. Crovitz
PartnerCo-Chair, Investment Management
Publications
Client Alert
SEC Proposes New Rule Addressing Investment Adviser Safeguarding of Client Assets
March 27, 2023Client Alert
Department of Labor Warms to ESG; Fires up on Proxy Voting
December 6, 2022Client Alert
ESG Continues To Be Under Fire by SEC
December 1, 2022Client Alert
Form N-PX Amendments Adopted by SEC
November 8, 2022Client Alert
Sephora USA, Inc. Agrees to Pay $1.2 Million in Settlement With California Attorney General for Alleged Violations of CCPA
August 31, 2022Client Alert
SEC Adopts Amendments to Rules Governing Proxy Voting Advice and Proposes Amendments to Bases for Excluding Shareholder Proposals From an Issuer Proxy
July 20, 2022Client Alert
House and Senate Leaders Confer Regarding Bipartisan Discussion Draft of Comprehensive Federal Data Privacy Framework
June 16, 2022Client Alert
“Fat-Free” ESG: SEC Proposes Rule Changes Related to Fund Names and Fund and Adviser Disclosure Related to ESG Investment Strategies
June 3, 2022Client Alert
SEC Proposes Rule Changes for the Enhancement and Standardization of Climate-Related Disclosure
March 31, 2022Client Alert
The SEC’s Action Against BlockFi: Are DeFi Lending Platforms Investment Companies? And, if So, How To Move Forward
February 22, 2022Client Alert
SEC Proposes Money Market Fund Reforms: Key Facts
December 22, 2021Publications
SEC's Robo-Adviser Focus May Foreshadow Crackdown
December 1, 2021 – Law360Client Alert
SEC Adopts Universal Proxy and Proposes to Rescind Certain 2020 Proxy Solicitation Rules
November 23, 2021Client Alert
SEC Spotlight on Robo-Advisers: Exam Staff Observations
November 16, 2021Client Alert
SEC Proposed Amendments to Form N-PX
October 6, 2021
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