Stephen LaChine
Associate
Publications
Client Alert
SEC Examinations Continues to Spotlight the Marketing Rule
December 22, 2025Client Alert
SEC Adopts Sweeping Private Fund Adviser Reforms
September 13, 2023Publications
2021 CPO/CTA Highlights from NFA
April 26, 2022 – Futures & Derivatives Law ReportClient Alert
CFTC’s Market Participants Division Issues Updated Responses to Form CPO-PQR FAQs What’s New in the New FAQs?
August 18, 2021
