Jan M. Folena
PartnerCo-Chair, Securities & Regulatory Enforcement
Press Clippings
SEC Drops Landmark Mutual Fund Case Against Pinnacle Advisors
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Stradley Ronon’s recent victory in the first-ever U.S. Securities and Exchange Commission Liquidity Rule enforcement action was covered by Bloomberg Law, which noted partner Jan Folena calling this dismissal a “sweeping win for the asset management and fund board industry.”