Jan M. Folena

The U.S. Securities and Exchange Commission (SEC) has long struggled to enforce its judgments against individuals who refuse to pay penalties. The agency works aggressively to recover funds but tends to collect about two-thirds of its overall money judgements.

Jan Folena, co-chair of Stradley Ronon’s securities enforcement practice, spoke to The Wall Street Journal about the cases where the SEC sometimes cannot collect.

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