Nick D’Addio
Associate
Publications
Client Alert
Supreme Court: Investor Harm Not Required for SEC Disgorgement Remedy
June 12, 2026Client Alert
Ditching the Gag Rule: SEC Rescinds Its ‘No Admit, No Deny’ Settlement Policy Amid Supreme Court Challenge
May 21, 2026Client Alert
SEC Settles Charges with Robo-Adviser for Disclosure-Based Breach of Fiduciary Duty
April 9, 2026Report
Back to Basics, Continued: SEC Asset Management Enforcement Trends So Far in FY2026
March 18, 2026Report
SEC Asset Management Enforcement in Fiscal Year 2025 and Beyond: The Atkins Commission’s 'New Day'
November 12, 2025
Publications
Asset Management Enforcement: Latest Trends and a Look at the New Commission
July 2025 – The Investment Lawyer
Client Alert
Supreme Court Rules Federal Fraud Claims Are Actionable Even in Absence of Intended Economic Harm
June 4, 2025
Client Alert
Asset Management Enforcement: Latest Trends and a Look Ahead at the New Commission
March 11, 2025
