Nicole Simon

PartnerChair, Retail Alternative Funds

Press Clippings

Commodity Trading Advisor Status Regulation

January 24, 2023 - Investment Advisor Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition)

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Partners Susan Gault-Brown, Peter Hong and Nicole Simon co-authored Chapter 58, “Commodity Trading Advisor Status and Regulation” in the Investment Advisor Regulation: A Step-by-Step Guide to Compliance and the Law (Third Edition). Read the chapter (with subscription).

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