David W. Grim

Partner

dgrim@stradley.com

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David Grim

Overview

David Grim provides counsel on all aspects of investment management law. Dave assists clients with a unique perspective developed during his over 20 years of public service in the U.S. Securities and Exchange Commission’s Division of Investment Management, including his time as one of only a small number of people who has served as the top regulator of the asset management industry.

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Credentials

Bar Admissions
  • District of Columbia
  • Pennsylvania
Education
  • J.D., George Washington University Law School
  • A.B., cum laude, Duke University

Speaking Engagements

  • Panelist, “The (Ex) SEC Speaks!,” Voltaire Advisors’ 4th Annual Fund Valuation Workshop
  • Speaker, IAA Compliance Conference, 2017
  • Speaker, PLI Investment Management Institute, 2017
  • Keynote Speaker, Mutual Funds and Investment Management Conference, 2017
  • Panelist, “The SEC the DOL and the States: A New Fiduciary World,” Investment Company Institute’s General Membership Meeting
  • Panelist, “SEC Strategic Agenda,” Investment Management Institute
  • Panelist, “New Standards in Fund Valuation,” Voltaire Advisors Annual Workshop on Fund Valuation
  • Speaker, IAA Compliance Conference, 2016*
  • Speaker, ICI Securities Law Development Conference, 2016*
  • Speaker, ALI CLE Conference on Life Insurance Products, 2016*
  • Presenter, Investment Company Institute’s Mutual Funds and Investment Management Conference, 2016*
  • Speaker, PLI Investment Management Institute, 2016*
  • Presenter, Investment Company Institute’s Securities Law Development Conference, 2015*
  • Speaker, ALI CLE Conference on Life Insurance Company Products, 2015*
  • Speaker, IAA Compliance Conference*
  • Speaker, PLI Investment Management Institute, 2015*
  • Speaker, Annual DCIIA Public Policy Forum*

*Includes certain speaking engagements prior to joining Stradley Ronon

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Recognition

Awards received while at the SEC:

  • Supervisory Excellence Award
  • Capital Markets Award, as a member of the Asset-Backed Securities Rulemaking Team
  • Law & Policy Award for Dodd Frank implementation
  • Labor Management Relations Award for leadership of Division reorganization
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