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Door-Closing Statutes: Which Activities Require Registration/Qualification as a Foreign Entity?
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Reducing Costs
January 28, 2025 – Employee Benefit Plan ReviewPublications
10 Key Worker-Friendly California
January 24, 2025 – Employment Law Updates Law360Publications
Companies Sued for Tracking Tech Wait for Guidance on Old Laws
January 24, 2025 – Bloomberg LawClient Alert
SEC Website Disclosure Obligations: Dot Your I’s and Hyperlink Your T’s
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AI-fueled fraud and the $10 billion crisis banks can’t afford to ignore
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The Names Rule Pizza Shop: Menu Updates
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Current and Future Trends in Knowledge Management and Innovation for the Legal Profession
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Understanding the Uniform Mortgage Modification Act: What You Need to Know
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Alpine Ruling Previews Challenges to FINRA Authority Law360
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Mass arbitration rules: Who decides when claims consolidate?
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D.C. Circuit Ruling: Continued Challenges to FINRA Authority
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Fraud in the Technology Age: Strategies for Detection, Prevention and Navigating Regulatory Inquiries The Review of Securities & Commodities Regulation
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SEC Settles Enforcement Actions with JPMorganChase Affiliates for $151M
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AI in Mediation: Science Fiction, Fact or Future?
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Investment Funds & Private Equity, U.S.IBFD
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Navigating the Corporate Transparency Act and the Future of Beneficial Ownership Reporting
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Pension Derisking Options Employee Benefit Plan Review
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Texas Courts Halt U.S. Department of Labor’s Fiduciary Rulemaking Package
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Board Oversight of Exchange-Traded Funds Independent Directors Council
September 18, 2024Client Alert
CFTC Raises the Bar for Rule 4.7 QEP Status but Holds Off on Controversial Disclosure Requirements
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SEC Settles Charges Against RIAs for Misleading Conflict of Interest Disclosures Under the Marketing Rule
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Swing Pricing Strikes Out Again in Recent SEC Rulemaking
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SEC Prunes Use of Hedge Clauses
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As Regulation Best Interest Enforcement Cases Accelerate, It’s Time to Shift Strategy
September 9, 2024Client Alert
FinCEN Finalizes AML/CFT Rule: 6 Takeaways for Investment Advisers Facing New Regulatory Scrutiny
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IRS Issues Final SECURE Act Regulations on Required Minimum Distributions
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Courts Halt U.S. DOL Fiduciary Rulemaking Package
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DOJ’s Whistleblower Pilot Program Pays Employees to Report Misconduct
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