Client Alert
Full Disclosure: Reporting and Disclosure Obligations in the SEC’s Money Market Fund Reforms
August 14, 2023Article
How Judicial Privilege Shields Attys Facing Wiretap Violations Law360
August 10, 2023Publications
Fiduciary considerations: The qualified default investment alternative
August 1, 2023 – Franklin Templeton and Stradley Ronon White PaperPublications
Inclusive Hiring
July 24, 2023 – Employee Benefit Plan ReviewPublications
Barley To Bitcoin: The Scope of CFTC and NFA Jurisdiction Over Spot Digital Assets Futures and Derivatives
July 18, 2023 – Law ReportClient Alert
SEC Adopts Amendments to Form PF
July 10, 2023Client Alert
Off-Platform & Ephemeral Messaging – Prepare for More Scrutiny
June 28, 2023Publications
Post-Repossession Notice Litigation: Small Mistakes Can Lead to Big Financial Consequences
June 8, 2023 – Conference on Consumer Finance LawPublications
Handling Disability Claims for “Long Haul” COVID-19
June 2, 2023 – Employee Benefit Plan Review
Client Alert
New “Digital Asset Commodity” Requirements for NFA Members
April 6, 2023Client Alert
Biden Vetoes Anti-ESG Measure
March 31, 2023Publications
Considerations for mutual fund boards overseeing sub-adviser transitions
March 31, 2023 – Fund Board ViewsClient Alert
SEC Proposes New Rule Addressing Investment Adviser Safeguarding of Client Assets
March 27, 2023Publications
SECURE 2.0 Act: Auto-Portability
March 20, 2023 – Employee Benefit Plan ReviewPodcast
Commitment to Diversity: Key Issues in Asset Management
March 17, 2023Client Alert
NBA Top Shots Ruling: Certain NFT Transactions Constitute “Investment Contracts” and Therefore Are “Securities”
March 10, 2023Publications
Responding to the SEC Staff on the Custody of Digital Assets Under the 1940 Act
February 15, 2023 – The Review of Securities & Commodities RegulationClient Alert
ChatGPT Is My Investment Adviser? Legal Considerations for Investment Advisers Using (Or Thinking About Using) Artificial Intelligence To Provide Advice
February 10, 2023Publications
Family-Building Benefits
February 7, 2023 – Employee Benefit Plan ReviewPublications
Reductions In Force: Cobra and Internal Revenue Code Considerations
January 20, 2023 – Employee Benefit Plan ReviewClient Alert
2023 State Data Privacy Law: A Quick Reference Guide
January 13, 2023
Client Alert
Key Takeaways of the SECURE 2.0 Act
January 11, 2023Client Alert
Department of Labor Warms to ESG; Fires up on Proxy Voting
December 6, 2022Client Alert
ESG Continues To Be Under Fire by SEC
December 1, 2022Client Alert
SEC Proposes Extensive Changes to Open-End Fund Liquidity Framework
November 30, 2022Client Alert
Estate Planning Year-End 2022
November 22, 2022Client Alert
Form N-PX Amendments Adopted by SEC
November 8, 2022Podcast
What Is Coming Down the Pike?
October 23, 2022Podcast
What We Are Hearing in the Boardroom
October 21, 2022Publications
Old traditions, new words: reflecting on Hispanic history and an evolving terminology
October 12, 2022 – Reuters Legal News
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