FIA Law and Compliance Division Conference Buyside Hot Topics
April 25, 2024 9:45 AM– 10:45 AM EDT
Jan M. Folena
Gaylord National Resort & Convention Center
201 Waterfront St.
National Harbor, Maryland
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Know your customer. Learn the regulatory, legal and operational issues that are top of mind for asset managers and investment funds.
Moderator:
Cheryl Isaac, Partner, K & L Gates
Panelists:
Jan Folena, Partner and Co-Chair of Securities Litigation Enforcement, Stradley Ronon Stevens & Young
David Mitchell, Partner, Friend Frank Harris Shriver & Jacobson
Michael Parodi, Counterparty Relations, Bridgewater Associates
Michael Topiel, Executive Director and Counsel, UBS
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