Upcoming Events
Past Events
2026 FIA Law & Compliance Conference: Regulation by Enforcement is Over - Now What?
April 15, 2026 2:30 PM– 3:15 PM EDTGaylord National Harbor ResortJan M. Folena2026 ICI Investment Management Conference: Session F: Reading the Signals: SEC Exams and Enforcement After Year One
March 24, 2026 11:05 AM– 11:50 AM PDTJW Marriott Desert Springs Resort and SpaJan M. FolenaHeard in the Hall: Stradley Ronon Team Shares Insights from 2026 ICI Investment Management Conference
March 23, 2026David W. Grim, Jonathan M. Kopcsik, Sara P. Crovitz, Mark R. Greer, Christopher J. Zimmerman, Joel D. Corriero, Jamie M. Gershkow, Taylor Brody, Matthew R. DiClemente, Brian Crowell, Jan M. Folena, Brian P. Murphy and Greg DiMeglio2026 ICI Investment Management Conference: The Atkins Agenda: What’s Next for the SEC
March 23, 2026 9:30 AM– 10:30 AM PDTJW Marriott Desert Springs Resort and SpaSara P. CrovitzThe Federalist Society: Loper Bright Fallout for SEC Rulemaking?
January 20, 2026 12:00 PM– 1:00 AM ESTVirtualJan M. FolenaIndependent Directors Council Webinar: SEC Examination Priorities and Enforcement Trends – What Fund Directors Should Know
January 13, 2026 2:00 PM– 3:00 PM ESTVirtualJan M. FolenaICI: Securities Law Developments Conference - The Shifting Landscape and Future of the SEC’s Exams and Enforcement Programs
November 20, 2025 12:05 PM– 12:45 PM ESTConvene Conference CenterGreg DiMeglio2025 PACDL White Collar Practice Seminar: The New Landscape for SEC Enforcement
November 13, 2025 2:45 PM– 3:45 PM ESTJan M. FolenaFINRA Arbitration: Navigating Emerging Issues and Best Practices | Live Webinar
June 17, 2025 12:00 PM– 1:30 PM EDTVirtualCheryl Shao-Raw ChangStradley Ronon Investment Adviser Forum CLE
June 10, 2025 12:00 PM– 2:00 PM EDTStradley RononBrian Crowell, Jan M. Folena, Mark R. Greer, Jennifer Hillman and Jesse P. KanachStradley Ronon's Financial Services Broker-Dealer Workshop
April 2, 2025 12:00 PM– 1:30 PM EDTStradley Ronon New York OfficeMark M. Attar, Jonathan F. Bloom, Greg DiMeglio, Steven D. Feldman, Frederic M. Krieger and Lawrence P. StadulisHeard in the Hall: Stradley Lawyers Share Their Thoughts on the 2025 ICI Investment Management Conference Sessions
March 24, 2025David W. Grim, Eric S. Purple, Sara P. Crovitz, Matthew R. DiClemente, Michael W. Mundt, Mena Larmour, Taylor Brody, Greg DiMeglio, Jan M. Folena, Bruce G. Leto and Brian P. MurphyInvestment Adviser Compliance Conference: SEC Enforcement Landscape: Lessons and Trends for Advisers
March 6, 2025 1:00 PM– 2:00 PM ESTMarriott Marquis Washington, D.C.Jan M. FolenaStradley Ronon's Financial Services Broker-Dealer Workshop
October 24, 2024 12:00 PM– 1:30 PM EDTStradley RononMark M. Attar, Esther E. Cho and Frederic M. KriegerICI 2024 Securities Law Developments Conference CLE Webcast The Impact of Recent Judicial Decisions on the Regulatory Process
October 10, 2024 1:45 AM– 2:45 AMVirtualJan M. FolenaSTRADLEY RONON CLE WEBINAR: SCOTUS Limits SEC Authority. What Does It Mean for Investment Advisers and Funds?
September 26, 2024 2:00 PM EDTVirtualMark R. Greer, Jan M. Folena, Greg DiMeglio and Eric S. PurpleStradley Ronon's Financial Services Broker-Dealer Workshop
September 18, 2024 12:00 PM– 1:30 PM EDTPenn Club of New YorkMark M. Attar, Katrina L. Berishaj, Frederic M. Krieger and Lawrence P. StadulisFinancial Services Broker-Dealer Workshop
May 30, 2024 12:00 PM– 1:30 PM EDTStradley Ronon’s Town HallKatrina L. Berishaj, Jonathan F. Bloom, Greg DiMeglio, Frederic M. Krieger and Lawrence P. StadulisSTRADLEY RONON CLE: Investment Management Regulatory Update Seminar
May 23, 2024 7:30 AM– 1:30 PM CDTStradley RononKatrina L. Berishaj, Joel D. Corriero, Greg DiMeglio, Alan P. Goldberg, Mark R. Greer and Stephen LaChineFIA Law and Compliance Division Conference Buyside Hot Topics
April 25, 2024 9:45 AM– 10:45 AM EDTGaylord National Resort & Convention CenterJan M. FolenaStradley Ronon Financial Services Regulatory Workshop
April 10, 2024 11:45 AM– 1:30 PMPenn Club of New YorkKatrina L. Berishaj, Frederic M. Krieger, Amy E. Sparrow and Lawrence P. StadulisHot Topics in Benefits and Securities Regulations
April 9 & 10, 2024 10:00 AM– 12:00 PM EDTVirtualKatrina L. Berishaj, Jan M. Folena, Jamie M. Gershkow and Peter M. HongHeard in the Hall: Stradley Attorneys Share Their Thoughts on the 2024 ICI Investment Management Conference Sessions
March 27, 2024VirtualJoel D. Corriero, Sara P. Crovitz, Amy C. Fitzsimmons, Jamie M. Gershkow, Alan P. Goldberg, David W. Grim, Bruce G. Leto, Prufesh R. Modhera, Michael W. Mundt, Eric S. Purple, Michael E. Schapiro and Miranda L. SturgisSTRADLEY RONON WEBCAST: SEC Enforcement and Investment Advisers: 2023 Is in the Books. How Will 2024 Look?
February 21, 2024 2:00 PM– 3:00 PM ESTVirtualPeter Bogdasarian, Greg DiMeglio and Jan M. FolenaAsset Management Derivatives Forum 2024: Regulatory Approaches to Crypto, AI and Climate
February 8, 2024 10:15 AM– 11:15 AM PSTRitz Carlton Laguna NiguelJan M. FolenaStradley Ronon Financial Services Regulatory Workshop
January 17, 2024 11:45 AM– 1:30 PMPenn Club of New YorkKatrina L. Berishaj, Greg DiMeglio, Frederic M. Krieger and Lawrence P. StadulisStradley Ronon Financial Services Regulatory Workshop
December 6, 2023 11:45 AM– 1:30 PMPenn Club of New YorkKatrina L. Berishaj, Greg DiMeglio, Samantha B. Kats, Frederic M. Krieger and Lawrence P. StadulisStradley Ronon CLE: Internal Investigations in the Face of a Regulatory Inquiry: Practical Advice for In-House Counsel and Compliance
October 25, 2023 5:00 PM– 7:30 PMStradley Ronon's Town HallJan M. Folena, Ashley E. Shapiro and Jaliya Faulkner and Alan SmithFIA Futures & Options Expo: Law & Compliance: Reading the Tea Leaves: Enforcement Trends from the SEC and CFTC
October 3, 2023 3:15 PM– 4:15 PMSheraton Grand Chicago RiverwalkJan M. Folena
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