STRADLEY RONON CLE WEBINAR: SCOTUS Limits SEC Authority. What Does It Mean for Investment Advisers and Funds?
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Virtual
Although the U.S. Securities and Exchange Commission’s (SEC) examination, enforcement and rulemaking agendas have been packed with priorities relevant to investment advisers and funds, recent decisions by the U.S. Supreme Court have significantly curtailed the SEC’s authority. With the court limiting the SEC’s ability to use its in-house tribunal and the elimination of Chevron deference, what does this mean for the industry?
Hear from former SEC staff members on what you need to know:
- How do these decisions impact the SEC’s mission?
- How can the industry benefit?
How will the SEC respond?
MODERATOR:
Mark R. Greer
Partner-in-Charge, Chicago
PANELISTS:
Jan M. Folena
Co-Chair, Securities Enforcement
Former SEC Supervisory Assistant Chief Litigation Counsel
Gregory D. DiMeglio
Co-Chair, Securities Enforcement
Former SEC Senior Counsel
Eric S. Purple
Partner
Former SEC Senior Counsel
CLE Credit: 60-minute program, one substantive CLE credit is pending approval in CA, IL, & PA with reciprocity in NJ and NY.
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