Securities & Regulatory Enforcement

Join Stradley Ronon in New York City for our inaugural Investment Adviser Forum, an interactive CLE roundtable designed for investment adviser in-house counsel and compliance professionals. In this session, gain actionable insights and foster valuable peer-to-peer connections as we delve into critical issues shaping your industry.
 
Key Topics:

• SEC Examinations: What to expect from the Atkins Commission.
• Navigating the Regulatory Maze: Executive Orders vs. Reality. How will the push for deregulation impact new rules and guidance, particularly in the complex realms of private credit and crypto?
• Private Fund Insights: Unpacking the implications of the latest SEC guidance.
• The Evolving SEC Enforcement Landscape: Key lessons and trends overview.

A 90-minute CLE credit is pending for CA, IL, PA and TX with NJ and NY credit being applied through reciprocity.