Securities & Regulatory Enforcement

Stradley Ronon's Gregory DiMeglio, partner and co-chair, securities & regulatory enforcement, is set to participate on a panel on November 20 during the ICI Securities Law Developments Conference, hosted in New York.

Greg’s panel discussion, “The Shifting Landscape and Future of the SEC’s Exams and Enforcement Programs,” will explore how the regulatory playbooks for the SEC’s Exams and Enforcement Divisions have evolved over the past quarter century amid rapid changes in technology, investment products, and regulatory priorities. The session will highlight key developments affecting asset management and offer predictions on where each division’s focus is likely to shift next.