Heard in the Hall: Stradley Attorneys Share Their Thoughts on the 2023 ICI Investment Management Conference Sessions
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Please click on the short videos below to hear about each day’s important takeaways.
Welcome to the 2023 ICI Investment
Management Conference
Sprinting a Marathon: Keeping up with the
SEC’s Rulemaking Activity
Inclusion Practices in the Asset
Management Industry
The Funds They are A-Changin: A Closer
Look at Mutual Fund to ETF Conversions
Fund Disclosure Developments
Fund Governance in an Era of
Regulatory Deluge
Evaluating the SEC’s Liquidity, Swing
Pricing, and Hard Close Proposal
Fund Industry Civil Litigation: Year
in Review
Keynote Remarks: Mark Uyeda,
Commissioner SEC
The “Alt”-imate Product:
Thoughts for Sponsors
Cross-Discipline Collaboration as the
Industry Landscape Evolves
Remarks by William A. Birdthistle, Director, Division of IM SECs
The Topic Du Jour: Is ESG Investing
Financial, Political, or Both?
SMAs and CITs for Retail Investors:
Regulatory and Compliance Considerations
The SEC’s History: Perspectives on a
Changing Regulatory Landscape
Addressing Compliance Challenges in
Today’s Unprecedented Environment
Market Structure Reform: Implications for
Investment Management
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