Securities & Regulatory Enforcement

What’s it like working at the SEC during a major leadership transition? And what does new management mean for investment managers, boards and advisers, and the industry overall?

Before the Investment Company Institute’s 2025 Investment Management Conference, Stradley Ronon partners and former SEC staff members David Grim, Jan Folena and Brian Murphy share what it’s like inside an agency in transition on the latest Talking Investment Management podcast episode.

Our podcasters discuss:

• New SEC leadership on the horizon.
• What to expect in terms of rulemaking, enforcement and priorities.
• Perspectives from their time at the SEC.

Also available on Apple Podcasts