Taylor Brody
Partner
Firm News
Stradley Ronon Investment Management Attorneys Navigate the Closed-End Funds Highway
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PHILADELPHIA – Stradley Ronon investment management attorneys E. Taylor Brody, David P. Glatz, Michael D. Mabry and Nicole Simon presented the webcast “The Closed-End Fund Road Trip: Navigating a Long and Winding Route” on April 21. The panelists navigated through the legal challenges and current roadblocks and provided alternative directions for the closed-end funds' highway, including:
- Route 1 Listed CEFs – The steady road, with a few twists and turns.
- Route 2 Interval Funds – The express lane, moving fast with a few traps for the unwary.
- Route 3 Activist Update – Heavy traffic with roadblocks and delays possible.
- Route 4 Governing Instruments – Preventive maintenance to avoid a governance breakdown.
Stradley Ronon's premier investment management practice represents investment company clients with over 1,500 separate funds, and $3 trillion in assets, including several of the top 20 investment company complexes in the country.
About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in seven strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clien