Pamela Wade focuses her practice on counseling investment companies and investment advisers in connection with various regulatory, compliance and transactional issues. She provides analysis for investment management clients in all aspects of legal representation, including preparing regulatory filings, drafting and reviewing registration statements and proxy solicitation materials, researching various securities and corporate law issues, and drafting corporate policies and compliance procedures.
Prior to joining Stradley Ronon, Pamela served as the senior product manager and assistant secretary of the Aberdeen Funds and Aberdeen Investment Funds at Aberdeen Asset Management Inc., where she managed the open-end fund range to ensure that all regulatory and corporate governance requirements were met. Prior to Aberdeen Asset Management Inc., Pamela served as vice president and assistant counsel at BNY Mellon Asset Servicing (and predecessor firms), where she managed a team that provided all aspects of regulatory administration for several registered investment companies, including a series trust. She has also served as an investment management paralegal at another Philadelphia law firm.
Before graduating from law school, Pamela spent 13 years in the financial industry supporting high-net-worth clients at several investment firms around the country, including serving as a FINRA registered representative.