Insights & News

Heard in the Hall: Stradley Attorneys Share Their Thoughts on the 2024 ICI Investment Management Conference Sessions

Please click on the short videos below to hear about each day’s important takeaways.

Welcome to the 2024 ICI Investment
Management Conference

ESG Around the Globe:
Running in Circles

The Future of Diversity and Inclusion

Charting New Waters

Key Developments in the Unlisted
Closed-End Fund Market

Fund Board Perspectives on Regulation,
Governance, and Industry Developments

Hester Peirce, Commissioner
SEC & Eric Pan, ICI

Artificial Intelligence and
the Fund Industry

The Rise of the Courts and
the Regulatory Process

Assessing the SEC’s 2024 Investment
Management Rulemaking Activity

Disclosure Trends and Frequent
Comments from the SEC

Keynote Address: Eric Pan,
President & CEO ICI

Navigating the Regulatory Rapids:
A Survival Guide for CCOs

Related Services

Investment Management

Related Resources

Financial Services Broker Dealer Workshop

May 30, 2024
Stradley Ronon’s Town Hall
STRADLEY RONON CLE:
Investment Management Regulatory Update Seminar

May 23, 2024
Stradley Ronon
SEC Staff Issues Observations on Adviser Marketing Rule Examinations

April 23, 2024
Client Alert
Alternative Access: Alternative Investment Products for Retail Investors

April 18, 2024
Stradley Ronon’s Broker-Dealer Practice Hosts Third Financial Services Regulatory Workshop of 2024

April 12, 2024
Firm News
Stradley Ronon Financial Services Regulatory Workshop

April 10, 2024
Penn Club of New York
SEC Settles First Off-Channel Communications Enforcement Action with Standalone Investment Adviser

April 10, 2024
Client Alert
Hot Topics in Benefits and Securities Regulations

April 9 & 10, 2024
Virtual
Narrowing the Gap: The SEC Limits Advisers’ Internet Exemption

April 3, 2024
Client Alert
SEC’s Proxy Advisory Firm Regulation Derailed by Court in Growing List of Legal Setbacks
Bloomberg Law

March 28, 2024
Publications
Heard in the Hall: Stradley Attorneys Share Their Thoughts on the 2024 ICI Investment Management Conference Sessions

March 27, 2024
Bad Facts Make Good Law for Investment Advisers

March 27, 2024
Client Alert
A Climate of Uncertainty: SEC Adopts Rules to Enhance and Standardize Climate-Related Disclosures

March 21, 2024
Client Alert
Investment Management Publications

March 21, 2024
Publications
SEC Expands Dealer Definition to Increase Regulation of Liquidity Providers, Now Challenged in Federal Court

March 20, 2024
Client Alert
Stradley Ronon Partners Sara Crovitz, Bruce Leto Join Panels at ICI 2024 Investment Management Conference

March 20, 2024
Firm News
ICI Investment Management Conference 2024:
Modernizing the 1940 Act Regulatory Regime

March 19, 2024
JW Marriott Desert Springs Resort & Spa
Stradley Ronon Partners Delve into New Financial Products at ICI 2024 Investment Management Conference

March 19, 2024
Firm News
Investment Management Conference 2024:
ESG around the Globe: Running in Circles

March 18, 2024
JW Marriott Desert Springs Resort and Spa
ICI Investment Management Conference 2024:
Charting New Waters: Crypto ETPs, ETF Share Classes, and Other New Products

March 18, 2024
JW Marriott Desert Springs Resort & Spa
SEC Enforcement and Investment Advisers: 2023 Is in the Books. How Will 2024 Look?

March 15, 2024
Client Alert
Stradley Ronon Partner Sara Crovitz Moderates Panel on Registered Investment Companies

March 11, 2024
Firm News
Investment Adviser Association Compliance Conference:
Registered Investment Companies Update

March 7, 2024
Marriott Marquis Washington, D.C.
Stradley Ronon Partners Present on Spot Bitcoin ETPs for PLI Program

March 4, 2024
Firm News
PLI CLE WEBCAST:
Understanding the SEC’s Approval of Spot Bitcoin ETPs and What Comes Next

March 1, 2024
Virtual
Stradley Ronon’s Broker-Dealer Practice Hosts Second Financial Services Regulatory Workshop of 2024

February 29, 2024
Firm News
STRADLEY RONON WEBCAST:
Financial Services Regulatory Workshop

February 28, 2024
Stradley Ronon Partner Taylor Brody Joins Panel on ‘Fund Proxy for the Modern Era’

February 28, 2024
Firm News
Broadridge Webinar:
Fund Proxy for the Modern Era Webinar

February 27, 2024
Virtual
Stradley Ronon Hosts SEC Enforcement Webcast for Investment Advisers

February 23, 2024
Firm News
Seeing SARs: FinCEN Proposes Bruising AML Rules for Investment Advisers

February 22, 2024
Client Alert
STRADLEY RONON WEBCAST:
SEC Enforcement and Investment Advisers: 2023 Is in the Books. How Will 2024 Look?

February 21, 2024
SPAC Rules Have Broad Implications for Investment Company Status Determinations of All Companies
Bloomberg Law

February 21, 2024
Publications
SPAC Rules Have Broad Implications for Investment Company Status Determinations of All Companies
Bloomberg Law

February 21, 2024
Press Clippings
ETF 101 Training

February 20, 2024
Virtual
Stradley Ronon Partner Mark Greer Presents at Exchange 2024 Conference

February 13, 2024
Firm News
Exchange 2024:
Hot Regulatory Topics Facing the ETF Industry

February 12, 2024
Fontainebleau
SEC’s ‘Gag Rule’ Faces Increased Scrutiny

February 8, 2024
Client Alert
SEC Brings First Settled Enforcement Action Finding Client and Customer Release Agreement Contravened the Whistleblower Rule

February 5, 2024
Client Alert
Stradley Ronon Addresses Considerations Under the Corporate Transparency Act

January 31, 2024
Firm News
STRADLEY RONON CLE WEBCAST:
Unpacking the Corporate Transparency Act

January 30, 2024
Compliance with 2a-5 a Heavier Lift for Some Types of Funds
BoardIQ

January 30, 2024
Press Clippings
Stradley Ronon Partner David Roeber Awarded MLK Freedom Medal by Camden County

January 23, 2024
Firm News
Stradley Ronon Advises Franklin Templeton on Industry-First Spot Bitcoin ETF

January 18, 2024
Firm News
Stradley Ronon Presents First Financial Services Regulatory Workshop of 2024

January 18, 2024
Firm News
Stradley Ronon Financial Services Regulatory Workshop

January 17, 2024
Penn Club of New York
Philadelphia Fund Alliance Raises $125K to Support PhillySafe’s Mission of Urban Crime Prevention

January 11, 2024
Firm News
Stradley Ronon Promotes Four Lawyers to Partner in Philadelphia and Washington

January 8, 2024
Firm News
Stradley Ronon Partner Jamie Gershkow Presents at Crane Data’s Money Fund University

December 20, 2023
Firm News
Crane Data Money Fund University:
Money Fund Regulations: 2a-7 Basics & History

December 19, 2023
The Westin Jersey City Newport

Corporate & Securities

Education

Employment & Labor

Financial Services

Food & Beverage

Government & Public Affairs

Intellectual Property

Investment Management

Nonprofit & Religious Organizations

Regulation & Compliance

Trusts, Estates & Personal Planning

Special Situations

Redevelopment Project in Stone Harbor

Stradley Ronon represented the Sisters, Servants of the Immaculate Heart of Mary (IHM) with a redevelopment project in Stone Harbor, New Jersey.

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Stradley Ronon Advises CenterSquare in Investment in Aligned Data Centers

Stradley Ronon represented CenterSquare Investment Management, a global real estate investment manager, in connection with an equity investment in Aligned Data Centers.

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Summary Judgment for SEPTA Discrimination Claims in the EDPA

Stradley Ronon secured summary judgment for SEPTA in the Eastern District of Pennsylvania for discrimination claims based on age, sex and race.

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Customers Bank Completes Sale of $500 Million Portfolio

Stradley Ronon represented Customers Bank, the primary subsidiary of Customers Bancorp, Inc.

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HRP Breaks Ground on First Phase of The Bellwether District

Stradley Ronon joined client Hilco Redevelopment Partners (HRP), elected officials, and business and community leaders at the groundbreaking for the first phase of The Bellwether District.

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Pacific Asset Management Acquired by Aristotle

Stradley Ronon represented Pacific Life Insurance Company with the sale of its third‐party credit asset management firm, Pacific Asset Management, LLC.

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Stradley Ronon Advises Fountain Life in LifeOmic Acquisition

Stradley Ronon represented Fountain Life, an advanced diagnostics and preventative health company, in its acquisition of health data technology company LifeOmic.

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Lumina Completes Merger with Cerity Partners

Stradley Ronon represented Lumina Financial Consultants, a financial planning and wealth management services provider specifically focused on women and their families, in a merger with Cerity Partners.

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United Packaging Acquired by Envoy Solutions

United Packaging Acquired by Envoy Solutions

Stradley Ronon represented Bristol, PA-based United Packaging, a leading distributor of high-quality packaging, shipping, safety and janitorial supplies in its acquisition by Envoy Solutions.

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Concise Capital

Restructure of Concise Capital Management Master Feeder Hedge Fund

Stradley Ronon represented Concise Capital Management, an SEC-registered investment adviser with $400 million in AUM specializing in short-duration, under-followed, high-yield bonds.

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Stradley Ronon Advises Franklin Templeton on Industry-First Spot Bitcoin ETF

Stradley Ronon advised Franklin Templeton on the formation, registration, listing and launch of the Franklin Bitcoin ETF, one of 11 spot bitcoin exchange-traded funds (ETFs) to receive listing approval from the U.S. Securities and Exchange Commission (SEC) on January 10.

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Union Square Capital Partners Acquires The Management of PREDEX

Stradley Ronon represented Union Square Capital Partners (USQ), a wholly-owned subsidiary of Chatham Financial Corp, in its acquisition of the management of PREDEX.

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Motion to Dismiss Granted to ExamWorks

Stradley Ronon client ExamWorks, LLC, a leading provider of independent medical examinations, peer reviews, bill reviews, Medicare compliance, case management, record retrieval, document management and related services, was granted a motion to dismiss by the Superior Court of New Jersey, Essex County.

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Our size – 200 lawyers – is a distinct advantage. Clients receive concierge service because every client is important in a firm our size. No one gets lost in the shuffle. Our decision-making is nimble; we can tailor fee arrangements, staffing and technology to your needs quickly and efficiently. We punch above our weight; our lawyer talent is prodigious. Finally, we have a global reach without the overhead that often gets passed along to clients. We are the only firm in Philadelphia affiliated with Meritas, an international network of independent litigation and transactional law firms that provides you with access to first-rate lawyers and law firms in more than 230 markets, including 97 countries abroad. Read more...

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For Our Clients

We recognize that excellent lawyers can be found in many firms. Excellent lawyers who also understand your business, anticipate developments in your industry, help you manage your budget and staffing needs, connect you with business opportunities, partner with you on community outreach and giving, and assist in educating your staff are a considerably rarer breed. You can find those lawyers at Stradley Ronon.

Attorney Career Opportunities

Professional Staff Career Opportunities
Pro Bono
Diversity
Excellence in Mentorship Award

Stradley Ronon might sound to you like every other big law firm out there: sophisticated clients, high-rise offices and exceptional attorneys. So what sets Stradley apart? It could be our commitment to providing young attorneys with immediate real-world experience. It could be that Stradley services some of the biggest clients in the country but still maintains a friendly, small-firm atmosphere. Or it could be that so many of our associates and partners are Stradley “lifers” – attorneys who joined the firm as summer associates and have built their careers with us. We invite you to get to know us better.

Resources, Publications & Media

Stradley is committed to diversity for many reasons: because it provides a voice to the unique perspectives of all our attorneys; because it reflects the evolving face of the legal profession; and because it allows us to provide the highest-quality services to our clients, who are as diverse as we are. Most of all, though, Stradley is committed to diversity because we believe there is strength in the differences among our experiences and world views. Read More...