Stradley Ronon CLE:
Internal Investigations in the Face of a Regulatory Inquiry: Practical Advice for In-House Counsel and Compliance
October 25, 2023
5:00-6:30 p.m. ET
Stradley Ronon's Town Hall
2005 Market Street, Suite 2600
Philadelphia, Pennsylvania 19103
Agenda:
Registration 5:00 – 5:30 p.m.
Presentation 5:30 – 6:30 p.m.
Cocktail Reception 6:30 – 7:30 p.m.
Join our panelists as they discuss important considerations and challenges of internal investigations in response to regulatory inquiries. Our seasoned litigators, former enforcement counsel and in-house experts will engage you on the changing landscape of regulatory investigations and cutting-edge issues facing corporate clients, financial services firms and individuals.
Panelists
- Jan M. Folena, Partner & Co-Chair, Securities Litigation, Stradley Ronon
- Ashley E. Shapiro, Partner, Stradley Ronon
- Jaliya Faulkner, Principal, Head of Litigation, Enforcement, and Investigations, Vanguard
- Alan Smith, Securities Litigation Attorney, Janney Montgomery Scott
While there is no cost to attend, registration in advance is required.
1 hour CLE credit pending for Pennsylvania
Register