Don E. Felice

Don E Felice


Don Felice focuses his practice on matters relating to the regulation of investment companies, investment advisers and their service providers as well as independent legal representation for mutual fund boards of directors and trustees. His work includes preparation and filing of complex proxy statements, preparation and filing of exemptive applications, negotiation of service contracts, review and preparation of registration statements, review and preparation of materials for board meetings, and research and counseling clients on various issues related to the Investment Company Act of 1940.

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Representative Matters

  • managed mergers involving investment companies and investment advisers
  • handled day-to-day compliance issues for multi-manager fund complex
  • obtained manager-of-manager exemptive relief for multi-manager fund complex
  • drafted registration statements and other disclosure documents
  • responded to SEC staff examinations
  • drafting and negotiating service provider contracts
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Bar Admissions
  • Pennsylvania
  • New Jersey
  • J.D., cum laude, Temple University Beasley School of Law
  • B.A., University of Pennsylvania

  • Philadelphia Bar Association

In The Community

Don volunteers as a photographer for the University of Pennsylvania Athletic Department.
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