Investment Management



2024 ICI Conference Sessions – Heard in the Hall

Talking Investment Management Podcast
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For more than 95 years, Stradley Ronon’s investment management practice has helped shape the investment management industry by assisting with the creation of innovative investment products and services. From obtaining “industry-first” exemptive and no-action relief to assisting in the development of novel products, we have helped our clients become or remain industry leaders. As the investment management industry and our clients have evolved, so have we, adding attorneys with experience in emerging areas such as next-generation exchange-traded products, alternative products, fintech and swaps and other derivatives trading.

Today, Stradley Ronon’s leading investment management practice, which is one of only three firms ranked in Band 1 by Chambers, advises investment advisers, public and private funds and fund sponsors, fund boards and trustees, service providers, insurance companies, and other industry participants in matters ranging from the routine to the most sophisticated. Whether you are a large financial institution with global operations or a boutique firm seeking to remain competitive, Stradley Ronon’s team of investment management practitioners can help you achieve success. 

IM By the NumbersRegistered Investment Companies
Stradley Ronon maintains one of the largest practices in the United States representing registered investment companies, including open-end funds, closed-end funds, interval funds, exchange-traded funds (ETFs) and unit investment trusts (UITs).

Our investment funds lawyers represent retail and institutional investment companies marketing shares through every distribution channel, as well as managers, administrators and underwriters/distributors. We also serve as independent legal counsel to investment company independent directors/trustees and as special counsel to industry trade groups and other law firms with regard to complex issues arising under the Investment Company Act of 1940.

"Stradley is extremely knowledgeable about the issues we deal with. They are very service-oriented." - Franklin Templeton Investments



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