Insurance Transactional & Regulatory Solutions


Insurance companies and their service partners face challenges from customers, regulators and service providers. Assessing transactional and regulatory strategies and risks and handling disputes when they arise require counsel who know the industry, regulatory framework, products and services, and distribution channels. Our nationally recognized insurance practice provides counsel to insurers, reinsurers, producers and other business organizations.

From transactional and compliance matters to complex litigation, we help clients navigate the regulatory landscape. Our industry and regulatory relationships and experience enable us to partner with clients to create successful, cost-effective and sustainable business and compliance strategies.

Our team provides strategic advice on all aspects of the insurance business, including transactions, restructurings, product design and distribution, market conduct, underwriting, claims handling and financial analysis. Our deep experience in the heavily regulated industry enables us to quickly interpret and analyze critical market segments, including financial lines, life and annuities, managed care and health care, long-term care, property/casualty, directors and officers, errors and omissions, professional liability, fidelity/surety, reinsurance, and other specialty lines.


Insurance Regulatory & Compliance Solutions

OUR Service Offerings & Capabilities

For Insurers & Reinsurers
Our regulatory service offerings routinely include:
  • evaluating and completing mergers, acquisitions, and reorganizations, and developing strategies for integration
  • providing strategic advice and obtaining approvals for new licenses, changes in control, Form D subject matter, rate and policy form filings, investments, extraordinary dividends and other financial transactions
  • ensuring holding company act and related regulatory compliance
  • reviewing ORSA and corporate governance filings
  • assisting financially distressed companies with workout strategies and regulator relations
  • developing products and claims handling procedures
  • conducting internal investigations on director and officer affairs, sales practices, and underwriting and claim handling issues
  • responding to regulatory and governmental inquiries, enforcement actions and resultant litigation
  • providing advisory and litigation services relating to insurance company receiverships or supervision, or insurer claims and defense in insureds’ bankruptcies


See All


See All


See All
Back to top