Insights & News

PLI FinTech 2023:
Investment Fund FinTech Developments

December 5, 2023
1:45-2:45 p.m. ET

(Online Option Available)
PLI New York
1177 Avenue of the Americas Entrance on 45th Street
New York, New York

Participants will leave this session with a greater understanding of:

  • Current state of play for registered investment companies seeking to invest in digital assets
  • Tokenization of securities issued by registered investment companies, peer-to-peer transfers, and secondary markets
  • Update on status of SEC approvals of Bitcoin ETPs
  • Custody of digital assets by registered investment companies and the impact of the SEC’s proposed investment adviser safeguarding rule
  • Other issues related to digital asset investments by funds


Susan Gault-Brown (Panel Leader), Chair, Fintech, Co-Chair, Derivatives & Commodities, Stradley Ronon
Ryan Louvar
Jeremy I. Senderowicz

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