Insights & News

Alan Gedrich and Dave Roeber Co-Author Chapter in Modern Compliance Treatise

November 08, 2017
Firm News

PHILADELPHIA – Stradley Ronon Partner Alan R. Gedrich and Associate David F. Roeber co-authored a chapter in the second volume of  “Modern Compliance – Best Practices for Securities & Finance,” published by Wolters Kluwer. The chapter, titled “Overview of Compliance Considerations for Advisers to Registered Investment Companies,” provides an introduction to the Investment Company Act of 1940 and discusses various regulatory and compliance requirements for investment advisers to mutual funds.

Gedrich represents open and closed-end investment companies, exchange-traded finds, registered investment advisors, hedge funds, independent trustees of mutual funds, and investors in private and public funds. His practice also includes mergers and acquisitions of registered investment advisers and change of control transactions, public and private securities offerings, and general corporate work.

Roeber primarily focuses his practice on counseling investment companies, hedge funds, investment advisers, independent trustees/directors of investment companies, and other participants in the asset management industry on a wide variety of regulatory, compliance and corporate matters. In addition, he serves as the lead attorney for the UrbanPromise Legal Clinic in Camden, New Jersey.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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