PHILADELPHIA – Stradley Ronon
Partners
Sara P. Crovitz and
David W. Grim participated in the Investment Company Institute’s Virtual Securities Law Developments Conference on Oct. 1. The conference addressed timely topics, including recent regulatory developments, SEC and DOL standards of conduct, LIBOR transition, proxy voting, and SEC examination and enforcement developments.
Crovitz served as a panelist during the program, “For or Against? Assessing the SEC’s Recent Proxy-Related Policies,” which discussed SEC rules and guidance related to proxy advisory firms, investment adviser duties in proxy voting and shareholder engagement. The panel also touched on fund proxy campaigns as well as the DOL proposed rule relating to proxy voting.
Grim served as a moderator for the session entitled, “Post-Election Direction: The Asset Management Industry and Regulatory Priorities in 2021.” The session covered the panelists’ post-election perspective on how the asset management regulatory agenda will be influenced by election results.
For over 90 years, Stradley Ronon's premier
investment management practice represents investment company clients with more than 1,500 separate series/funds and assets under management exceeding $2 trillion, including several of the top 20 investment company complexes in the country.
About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.