Insights & News

Sara Crovitz Moderates at the IAA Investment Adviser Compliance Conference

March 04, 2021
Firm News
PHILADELPHIA – Stradley Ronon Partner Sara P. Crovitz served as a moderator at the Investment Adviser Association (IAA) Investment Adviser Compliance Conference on March 3. Crovitz moderated the session, “Ethics for Advisers,” which covered codes of ethics, and related policy issues and scenarios, and best practices for monitoring, testing, administering and enforcing these policies.

Crovitz provides counsel on all aspects of investment company and investment adviser regulation. Before joining Stradley Ronon, Crovitz had more than 20 years of experience at the SEC. In her most recent position of Deputy Chief Counsel in the Division of Investment Management, Crovitz worked with a team of over 50 attorneys in issuing exemptive orders, no-action/interpretive letters, IM Guidance Updates and other written and oral guidance, including guidance related to MiFID II, clean shares and auditor independence. For many years, she also led the Division's international obligations, including IOSCO and FSB work streams.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in seven strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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