Related Resources

• Crane Data Money Fund University:
  Money Fund Regulations: 2a-7 Basics & History

  December 20, 2024
  The Renaissance Providence Downtown

• Investment Adviser Association 2024 Compliance Workshops
  Artificial Intelligence and Marketing Rule Sessions

  December 10, 2024
  The University Club of Chicago
  

• ICI Closed End Fund Conference
  Fitting a Square in a Round Hole: Legal Impediments with Launching an Unlisted Fund and What the Future May Hold

  November 12, 2024
  Convene Conference Center

• ICI Closed End Fund Conference
  Bylaws: The Best Available Method to Protect Long-Term Retail Investors from Activist Attacks

  November 12, 2024
  Convene Conference Center

• SAVE THE DATE:
  Stradley Ronon's Financial Services Broker-Dealer Workshop

  October 24, 2024
  Stradley Ronon’s Board Room
  

• ICI 2024 Securities Law Developments Conference CLE Webcast
  The Impact of Recent Judicial Decisions on the Regulatory Process

  October 10, 2024

• Stradley Ronon Partner Sara Crovitz Joins ICI/Columbia Panel on Modernizing the ‘40 Act

  September 30, 2024
  Firm News

• ICI/Columbia University Roundtable on the Modernization of the 1940 Act

  September 27, 2024
  Columbia University
  Jerome Greene Hall Annex

• STRADLEY RONON CLE WEBINAR:
  SCOTUS Limits SEC Authority. What Does It Mean for Investment Advisers and Funds?

  September 26, 2024
  Virtual

• Texas Courts Halt U.S. Department of Labor’s Fiduciary Rulemaking Package
  Employee Benefit Plan Review

  September 23, 2024
  Publications

• Pension Derisking Options
  Employee Benefit Plan Review

  September 23, 2024
  Publications

• Split 6th Circ. Backs SEC Win In Proxy Adviser Rule Change
  Law360

  September 23, 2024
  Press Clippings

• Stradley Ronon Hosts Financial Services Broker-Dealer Workshop in New York

  September 20, 2024
  Firm News

• Stradley Ronon's Financial Services Broker-Dealer Workshop

  September 18, 2024
  Penn Club of New York
  

• CFTC Raises the Bar for Rule 4.7 QEP Status but Holds Off on Controversial Disclosure Requirements

  September 18, 2024
  Client Alert

• SEC Settles Charges Against RIAs for Misleading Conflict of Interest Disclosures Under the Marketing Rule

  September 18, 2024
  Client Alert

• Board Oversight of Exchange-Traded Funds
  Independent Directors Council

  September 18, 2024
  Publications

• IMG Legal Update

  September 17, 2024
  Stradley Ronon

• Swing Pricing Strikes Out Again in Recent SEC Rulemaking

  September 13, 2024
  Client Alert

• SEC Prunes Use of Hedge Clauses

  September 12, 2024
  Client Alert

• MMF sponsors balk at SEC-mandated liquidity fees
  Fund Directions

  September 12, 2024
  Press Clippings

• As Regulation Best Interest Enforcement Cases Accelerate, It’s Time to Shift Strategy

  September 9, 2024
  Client Alert

• FinCEN Finalizes AML/CFT Rule: 6 Takeaways for Investment Advisers Facing New Regulatory Scrutiny

  September 6, 2024
  Client Alert

• Money Funds Feeling the Crunch Before New Fee Deadline
  Board IQ

  August 20, 2024
  Press Clippings

• Former SEC And Vanguard Counsel Joins Stradley Ronon
  Law360 Pulse

  August 20, 2024
  Press Clippings

• Stradley Ronon adds one of Vanguard’s top lawyers
  Philadelphia Business Journal

  August 20, 2024
  Press Clippings

• Stradley Ronon Adds Former SEC and Vanguard Counsel Brian Murphy

  August 20, 2024
  Firm News

• Stradley Ronon Lawyers Named Among 2025 Best Lawyers in America 
  

  August 15, 2024
  Firm News

• Courts Halt U.S. DOL Fiduciary Rulemaking Package

  August 14, 2024
  Publications

• Pay-to-Play Update: Walz-ing into Political Contributions

  August 12, 2024
  Publications

• Bad Facts Create Good Law on Negligence Standard for Investment Advisers
  Investment Advisers Association

  July 26, 2024
  Publications

• Fifth Circuit Sends DOL’s ESG Rule Back to District Court

  July 24, 2024
  Client Alert

• Stradley Ronon Advises Franklin Templeton on Historic Spot Ether ETF

  July 23, 2024
  Firm News

• Senior Brain Drain Hit SEC at Height of New Agenda, Records Show
  BoardIQ

  July 23, 2024
  Press Clippings

• Supreme Court Ruling Facilitates Challenges to Administrative Rules

  July 16, 2024
  Client Alert

• With Great Power Comes Great Responsibility: FINRA Underscores Regulatory Implications of Using AI

  July 16, 2024
  Client Alert

• Latest Firms to Hire DC Area Laterals
  The National Law Journal 

  July 16, 2024
  Press Clippings

• Stradley Ronon Hires 2 Corporate Attorneys in DC
  Law360

  July 16, 2024
  Press Clippings

• Stradley Ronon Strengthens Investment Management Practice in Washington with Two Partners

  July 15, 2024
  Firm News

• Stradley Ronon Joins ICI, Thrivent to Bring Mutual Fund 100 Celebration to Minneapolis

  July 12, 2024
  Firm News

• ICI, Thrivent, and Stradley Ronon: Celebrating 100 Years of the Mutual Fund

  July 11, 2024
  Thrivent

• Stradley Ronon Celebrates 100 Years of the Mutual Fund with Investment Company Institute, Philadelphia Fund Alliance

  July 10, 2024
  Firm News

• Proxy Voting Advice Rule: Fifth Circuit Sends SEC Back to the Drawing Board

  July 3, 2024
  Client Alert

• Stradley Ronon Partner Shawn Hendricks Named Rising Star at 2024 Mutual Fund & ETF Awards

  July 3, 2024
  Firm News

• Supreme Court Limits SEC’s Home Field Advantage

  July 3, 2024
  Client Alert

• Supreme Court Halts 40 Years of Deference to Administrative Agencies

  July 2, 2024
  Client Alert

• Supreme Court Ruling Set to Weaken SEC, DOL Authority
  ThinkAdvisor

  June 28, 2024
  Press Clippings

• More SEC Rules in Peril with Private Fund Rule Strikedown
  ThinkAdvisor

  June 28, 2024
  Press Clippings

• Celebrate 100 Years of the Mutual Fund in Philadelphia

  June 25, 2024
  Stradley Ronon
  

• Crane Data Money Fund Symposium:
  Regulations: Money Fund Reforms Round III

  June 13, 2024