A lot is happening in the world of digital assets regulation, and we know it is difficult to keep track of it all. That is why we built this digital assets regulatory tracker. Each month, we publish a list with links to digital asset-related materials issued by the SEC, CFTC and DOL. Please click
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SEPTEMBER 2022
SEC
September 30, 2022
SEC Files Charges in a Crypto Asset Pump-And-Dump Scheme: Securities and Exchange Commission v. Arbitrade Ltd., et al., Civil Action No. 1:22-cv-23171 (S.D. Fla. filed September 29, 2022)
September 28, 2022
SEC Charges The Hydrogen Technology Corp. and its Former CEO for Market Manipulation of Crypto Asset Securities
September 26, 2022
Notice of Effectiveness, Form N-1A
WisdomTree Digital Trust (WisdomTree Short-Term Treasury Digital Fund
September 19, 2022
Sparkster to Pay $35 Million to Harmed Investor Fund for Unregistered Crypto Asset Offering
September 16, 2022
American CryptoFed DAO LLC (Order Requesting Additional Briefing)
Administrative Proceeding: 34-95812
September 15, 2022
American CryptoFed DAO LLC
Administrative Proceeding: 34-95799
September 15, 2022
Gabriel Edelman, Creative Advancement LLC and Edelman Blockchain Advisors LLC
Litigation Release: LR-25509
September 15, 2022
Prepared Testimony of Gary Gensler Before the United States Senate Committee on Banking, Housing, and Urban Affairs
September 15, 2022
Oral Testimony of Gary Gensler Before the United States Senate Committee on Banking, Housing, and Urban Affairs
September 14, 2022
Chicago Crypto Capital LLC, et al.
Litigation Release: LR-25506
SEC Sues Chicago-Area Unregistered Crypto Assets Broker, Its Owner, and Two Salespeople with Fraud and with Conducting an Unregistered Offering
September 9, 2022
Prepared Remarks of Gurbir S. Grewal At SEC Speaks
September 9, 2022
Prepared Remarks of Mark T. Uyeda At SEC Speaks
September 9, 2022
SEC Division of Corporation Finance to Add Industry Offices Focused on Crypto Assets and Industrial Applications and Services
September 9, 2022
Notice of Effectiveness, Form F-10
HIVE Blockchain Technologies Ltd
Registration Statement
September 9, 2022
Notice of Effectiveness, POS-AM
Applied Blockchain, Inc.
Prospectus
September 8, 2022
Prepared Remarks of Gary Gensler “Kennedy and Crypto” At SEC Speaks
CFTC
September 29, 2022
Commissioner Pham to Participate on a Panel at POLITICO’s AI & Tech Summit
September 28, 2022
Opening Statement of Commissioner Kristin N. Johnson Before the Market Risk Advisory Committee Meeting
September 28, 2022
Keynote Address by Commissioner Summer K. Mersinger: A Field of Dreams
September 28, 2022
The Market Risk Advisory Committee to Meet on September 28
September 27, 2022
Keynote Address by Commissioner Caroline D. Pham at CordaCon 2022: A Voice for the People: A Proposal for a New Office of the Retail Advocate
September 27, 2022
Commissioner Pham to Deliver a Keynote Address at CordaCon 2022
September 27, 2022
The Market Risk Advisory Committee Announces Agenda for September 28 Meeting
September 27, 2022
CFTC Seeks to Revoke Registrations of Commodity Trading Advisor and Its Principal and Associated Person
September 27, 2022
CFTC Chairman Behnam to Join N.J. Congressman Gottheimer to Discuss Digital Assets, Fintech and Investor Protection
September 26, 2022
CFTC Commissioner Christy Goldsmith Romero Calls for Nominations and Topics for the Technology Advisory Committee
September 23, 2022
Registration Opens Today for a CFTC Financial Education Event as Part of World Investor Week – October 3-9
September 22, 2022
CFTC Imposes $250,000 Penalty Against bZeroX, LLC and Its Founders and Charges Successor Ooki DAO for Offering Illegal, Off-Exchange Digital-Asset Trading, Registration Violations, and Failing to Comply with Bank Secrecy Act
September 22, 2022
Dissenting Statement of Commissioner Summer K. Mersinger Regarding Enforcement Actions Against: 1) bZeroX, LLC, Tom Bean, and Kyle Kistner; and 2) Ooki DAO
September 22, 2022
CFTC Charges Five Entities for Failing to Register as FCMs
September 22, 2022
Commissioner Pham to Participate in a Fireside Chat at Mainnet 2022
September 20, 2022
Opening Statement of Commissioner Christy Goldsmith Romero Before the Energy and Environmental Markets Advisory Committee
September 20, 2022
Commissioner Pham to Participate in a Fireside Chat at the NYC Climate Week Blockchain Summit
September 16, 2022
The Market Risk Advisory Committee to Meet on September 28
September 15, 2022
Testimony of Chairman Rostin Behnam Regarding the Legislative Hearing to Review S.4760, the Digital Commodities Consumer Protection Act at the U.S. Senate Committee on Agriculture, Nutrition, and Forestry
September 15, 2022
Chairman Behnam to Testify before the U.S. Senate Committee on Agriculture, Nutrition, and Forestry
September 15, 2022
Commissioner Goldsmith Romero to Participate in a Fireside Chat at a Chamber of Digital Commerce Event
September 14, 2022
Keynote Address of Commissioner Summer K. Mersinger: An Appropriate Regulatory Regime for Evolving Markets
September 7, 2022
Keynote Address by Commissioner Caroline D. Pham at the EUROFI Financial Forum Prague 2022
September 7, 2022
Commissioner Pham to Deliver a Keynote at the Eurofi Financial Forum 2022 – Prague
September 6, 2022
Chairman Behnam to be Featured at a University of Pennsylvania and Wharton School Event
DOL
No entries.
ARCHIVES
August 2022
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