Insights & News

Greg DiMeglio Serves as Panelist at the ICI Securities Law Developments Conference

January 05, 2017
Firm News

PHILADELPHIA – Stradley Ronon Partner Gregory D. DiMeglio was a panelist at the Securities Law Developments Conference, sponsored by the Investment Company Institute Education Foundation in Arlington, Virginia. DiMeglio’s panel, “No Rest for the Weary: Don’t Forget About OCIE and Enforcement!” discussed recent SEC enforcement actions, the Distribution in Guise sweep and resulting IM guidance, and the SEC’s increasing use of targeted reviews.

DiMeglio is chair of Stradley Ronon’s Securities Enforcement practice group. He represents public companies, investment companies, investment advisers, broker-dealers, boards of directors, board committees, auditors, other entities and individuals in connection with examinations, investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), Department of Justice, other federal and state regulators, and industry self-regulatory organizations. He also conducts internal investigations designed to assist clients in preventing or limiting the scope of potential enforcement action.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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