Insights & News

Steve Feinour Discusses the ETF Rule on Nasdaq Webinar

July 01, 2020
Firm News
PHILADELPHIA – Stradley Ronon Partner Steve Feinour served as a panelist on the Nasdaq webinar on June 30. The webinar, “The Next Gen ETF Landscape: Navigating the ETF Rule,” provided an in-depth analysis of the ETF Rule (Rule 6c-11), how the Rule changes future listing requirements, the way issuers were involved in the Rule and its impact on the overall ETF business, and how to ensure your firm is staying compliant.

Feinour is a partner in Stradley Ronon’s investment management group and counsels investment companies and investment advisers in connection with various regulatory, compliance and transactional issues. He regularly advises clients on matters such as the formation, registration and ongoing regulation of investment companies, including index-based and actively managed ETFs.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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