Steve Feinour focuses his practice on counseling investment companies and investment advisers in connection with various regulatory, compliance and transactional issues. He regularly advises clients on matters such as the formation, registration and ongoing regulation of investment companies, including index-based and actively managed exchange-traded funds (ETFs) and mutual funds. He is also a frequent speaker on ETF related topics.
Steve’s legal representation includes:
- counseling boards of trustees/directors on governance matters
- preparing regulatory filings
- drafting and reviewing registration statements and proxy solicitation materials
- drafting corporate policies and compliance procedures
- advising ETFs on exchange listing matters
- negotiating service provider agreements
- researching various securities and corporate law issues
Prior to joining Stradley Ronon, Steve served as a law clerk for the Hon. Bonnie Brigance Leadbetter of the Commonwealth Court of Pennsylvania.