Insights & News

Nasdaq Webcast:
The Next Gen ETF Landscape: Navigating the ETF Rule

June 30, 2020
12:00 PM in Eastern Time (US and Canada)
The ETF Rule, or Rule 6c-11, was approved by the SEC in December 2019. Prior to the ETF Rule, new ETFs had to go through an often lengthy and costly approval process because of its unique structure that didn’t perfectly fit within existing regulations covering investment vehicles. Due to the growing popularity of ETFs and new ETF filings that needed to be expedited, the ETF Rule was passed after a successful collaboration between the SEC and the ETF industry.

Our panel of industry experts will discuss:

• An in-depth analysis of the ETF rule
• How the rule changes future listing requirements
• The way issuers were involved in the ruling and its impact on the overall ETF business
• How to ensure your firm is staying compliant


• Jill Malandrino, Nasdaq, Global Markets Reporter, Moderator
• Eric Pollackov, Invesco, Global Head of ETF Capital Markets
J. Stephen Feinour, Jr., Stradley Ronon Stevens & Young, LLP, Partner
• Steve Oh, Nasdaq, Head of ETF Listings and Business Development
• Ben Haskell, Nasdaq, Director of ETP and Options Listing Regulation
Webinar Replay
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