Insights & News

How the New ETF Rule Changes the Regulatory Landscape

October 15, 2019
2:00 PM

On September 25, the U.S. Securities and Exchange Commission adopted new Rule 6c-11 under the Investment Company Act of 1940 to provide ETFs with the exemptions necessary to permit their operations. This webcast will provide investment management professionals with an overview of the key features of the rule and the changes to the ETF regulatory landscape.

Who Should Attend:
Investment management product development and in-house legal professionals.

Our panel of professionals will discuss the following topics:

  • Scope of Rule and Overview of Relief
  • In-Kind Basket Provisions and Other Conditions
  • New Disclosure Requirements
  • 1934 Act Relief
  • Additional Items from Adopting Release


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