Related Resources

• COVID-19 RESOURCE CENTER

  July 27, 2021

• Aliza Dominey to Moderate the 100 Women in Finance NextGen Washington, D.C. Launch Event

  July 12, 2021
  Firm News

• Christopher Scarpa Appointed Chair of the ABA Tax Section’s Committee on Investment Management

  July 1, 2021
  Firm News

• Peter Hong and Lawrence Stadulis Discuss Broker-Dealer Registration Violations

  June 24, 2021
  Firm News

• Compliance with New NFA Written Supervisory Framework Requirement for CPO and CTA Members that Outsource Regulatory Functions to Service Providers – Answers to Frequently Asked Questions

  June 17, 2021
  Client Alert

• Catherine Ward and Sara Crovitz Present at the New Jersey State Bar Association’s Environmental Law Forum

  June 17, 2021
  Firm News

• Nicole Kalajian Explores Issues Impacting the Futures and Derivatives Industry

  June 16, 2021
  Firm News

• Sara Crovitz Joins Women in ETFs Philadelphia to Examine the Current ESG Investing Landscape

  June 16, 2021
  Firm News

• Stradley Ronon Ranked in Top Tier for Mutual/Registered/Exchange-Traded Funds by The Legal 500 US

  June 10, 2021
  Firm News

• Steve Feinour, Michael Mundt & Mark Sheehan Discuss Converting Mutual Funds into ETFs

  June 4, 2021
  Firm News

• IDC's 2021 Virtual Fund Directors Workshop: Converting Mutual Funds into ETFs

  June 22, 2021

• Nicole Kalajian Moderates Washington DC Compliance Round Table on ESG Issues in the Financial Services Industry

  May 28, 2021
  Firm News

• Stradley Ronon Attorneys Selected to Pennsylvania and Washington, DC Super Lawyers

  May 26, 2021
  Firm News

• Stradley Ronon Investment Management Attorneys Author Thought-Leadership Piece on the Future of Asset Management

  May 20, 2021
  Press Clippings

• Chambers USA 2021 Ranks Leading Stradley Ronon Practices and Lawyers

  May 20, 2021
  Firm News

• Nicole Kalajian Presents at The Driving Diversity in Law & Leadership Summit

  May 20, 2021
  Firm News

• Bruce Leto Discusses the Trading and Best Execution Process for Fund Directors

  May 19, 2021
  Firm News

• NFA Adopts New Notice Filing Requirements for CPO Members to Report Financial Events Affecting Pool Participants

  May 13, 2021
  Client Alert

• Springtime DOL Updates

  May 5, 2021
  Client Alert

• Nicole Kalajian Speaks at FIA Law & Compliance Division Conference

  May 4, 2021
  Firm News

• Stradley Ronon Investment Management Attorneys Navigate the Closed-End Funds Highway

  April 23, 2021
  Firm News

• 90-Minute Webcast  
  The Closed-End Fund Road Trip: Navigating a Long and Winding Route
  

  April 21, 2021

• Sara Crovitz Discusses the SEC Marketing Rule and Considerations for Private Fund Advisors

  April 21, 2021
  Firm News

• David Grim Speaks With The Wall Street Journal Regarding Gary Gensler's Priorities as SEC Chairman

  April 14, 2021
  Press Clippings

• Jamie Gershkow Provides the Latest Bond Fund Updates at the Crane Data Bond Fund Symposium

  April 5, 2021
  Firm News

• Nicole Kalajian Moderates the Washington DC Compliance Round Table Featuring SEC Speaker Marta Rodgers Fischl

  March 26, 2021
  Firm News

• Board Oversight of Valuation: Key Takeaways From the New Rule
  Fund Board Views | PDF

  March 25, 2021
  Article

• Aliza Dominey Joins the 100 Women in Finance’s Washington DC Committee

  March 17, 2021
  Firm News

• DOL to Revisit Trump ESG-Related Rules

  March 16, 2021
  Client Alert

• Stradley Ronon Investment Management Partners Present at the ICI Mutual Fund and Investment Management Conference

  March 15, 2021
  Firm News

• Keith Dutill Speaks at ICI’s Mutual Fund and Investment Management Conference

  March 15, 2021
  Firm News

• Sara Crovitz and John Hamilton Provide a Regulatory Update for Asia Fund Managers

  March 4, 2021
  Firm News

• Sara Crovitz Moderates at the IAA Investment Adviser Compliance Conference

  March 4, 2021
  Firm News

• Stradley Ronon Wins 2021 Fund Intelligence Best Law Firm Award

  February 26, 2021
  Firm News

• Sara Crovitz Discusses Legal and Compliance Career Opportunities in the Asset Management Industry

  February 24, 2021
  Firm News

• George Michael Gerstein and Sara Crovitz Join The Activist Insight Podcast

  February 22, 2021
  Firm News

• Complying with the CFTC’s New Statutory Disqualification Bar for Exempt CPOs — Answers to Frequently Asked Questions

  February 18, 2021
  Client Alert

• Lawrence Stadulis Co-Instructs NRS Webinar on Fiduciary Duties

  February 18, 2021
  Firm News

• Matthew DiClemente Discusses the Evolving Industry of Mutual Funds and ETFs

  February 17, 2021
  Firm News

• DOL’s Optical Illusion – Fiduciary Investment Advice Status

  February 15, 2021
  Client Alert

• Sara Crovitz Serves as Panelist on Foreside Compliance Connections Webinar

  February 11, 2021

• Comprehensive Analysis and Application of the SEC’s New Marketing Rule

  February 9, 2021
  Client Alert

• Nicole Kalajian Discusses the SEC’s New Marketing Rule with the Washington DC Compliance Round Table

  February 5, 2021
  Firm News

• CFTC Modernizes Offshore CPO Exemption, Aligns Regulation of Offshore Intermediaries with Global Practices and Current Commission Policies

  February 4, 2021
  Client Alert

• SEC Adopts New Rule for Good Faith Determination of Fair Value

  February 4 2021
  Client Alert

• Nicole Kalajian Speaks at the Washington DC Compliance Round Table “Off the Record” Breakfast Briefing

  January 29, 2021
  Firm News

• Stradley Ronon Elevates Five to Firm Partnership

  January 27, 2021
  Firm News

• Jamie Gershkow Presents at Crane Data’s 11^th Annual Money Fund University

  January 22, 2021
  Firm News

• Christopher Zimmerman Speaks at ICI Webinar on the New SEC Rule Concerning Fund’s Use of Derivatives

  January 22, 2021
  Firm News

• David Grim Discusses the SEC’s Valuation Rule With KPMG

  January 21, 2021
  Firm News