Related Resources

• COVID-19 RESOURCE CENTER

  May 7, 2021

• Springtime DOL Updates

  May 5, 2021
  Client Alert

• Nicole Kalajian Speaks at FIA Law & Compliance Division Conference

  May 4, 2021
  Firm News

• Stradley Ronon Investment Management Attorneys Navigate the Closed-End Funds Highway

  April 23, 2021
  Firm News

• 90-Minute Webcast  
  The Closed-End Fund Road Trip: Navigating a Long and Winding Route
  

  April 21, 2021

• Sara Crovitz Discusses the SEC Marketing Rule and Considerations for Private Fund Advisors

  April 21, 2021
  Firm News

• David Grim Speaks With The Wall Street Journal Regarding Gary Gensler's Priorities as SEC Chairman

  April 14, 2021
  Press Clippings

• Jamie Gershkow Provides the Latest Bond Fund Updates at the Crane Data Bond Fund Symposium

  April 5, 2021
  Firm News

• Nicole Kalajian Moderates the Washington DC Compliance Round Table Featuring SEC Speaker Marta Rodgers Fischl

  March 26, 2021
  Firm News

• Board Oversight of Valuation: Key Takeaways From the New Rule
  Fund Board Views | PDF

  March 25, 2021
  Article

• Aliza Dominey Joins the 100 Women in Finance’s Washington DC Committee

  March 17, 2021
  Firm News

• DOL to Revisit Trump ESG-Related Rules

  March 16, 2021
  Client Alert

• Keith Dutill Speaks at ICI’s Mutual Fund and Investment Management Conference

  March 15, 2021
  Firm News

• Stradley Ronon Investment Management Partners Present at the ICI Mutual Fund and Investment Management Conference

  March 15, 2021
  Firm News

• Sara Crovitz Moderates at the IAA Investment Adviser Compliance Conference

  March 4, 2021
  Firm News

• Sara Crovitz and John Hamilton Provide a Regulatory Update for Asia Fund Managers

  March 4, 2021
  Firm News

• Stradley Ronon Wins 2021 Fund Intelligence Best Law Firm Award

  February 26, 2021
  Firm News

• Sara Crovitz Discusses Legal and Compliance Career Opportunities in the Asset Management Industry

  February 24, 2021
  Firm News

• George Michael Gerstein and Sara Crovitz Join The Activist Insight Podcast

  February 22, 2021
  Firm News

• Complying with the CFTC’s New Statutory Disqualification Bar for Exempt CPOs — Answers to Frequently Asked Questions

  February 18, 2021
  Client Alert

• Lawrence Stadulis Co-Instructs NRS Webinar on Fiduciary Duties

  February 18, 2021
  Firm News

• Matthew DiClemente Discusses the Evolving Industry of Mutual Funds and ETFs

  February 17, 2021
  Firm News

• DOL’s Optical Illusion – Fiduciary Investment Advice Status

  February 15, 2021
  Client Alert

• Sara Crovitz Serves as Panelist on Foreside Compliance Connections Webinar

  February 11, 2021

• Comprehensive Analysis and Application of the SEC’s New Marketing Rule

  February 9, 2021
  Client Alert

• Nicole Kalajian Discusses the SEC’s New Marketing Rule with the Washington DC Compliance Round Table

  February 5, 2021
  Firm News

• SEC Adopts New Rule for Good Faith Determination of Fair Value

  February 4 2021
  Client Alert

• CFTC Modernizes Offshore CPO Exemption, Aligns Regulation of Offshore Intermediaries with Global Practices and Current Commission Policies

  February 4, 2021
  Client Alert

• Nicole Kalajian Speaks at the Washington DC Compliance Round Table “Off the Record” Breakfast Briefing

  January 29, 2021
  Firm News

• Stradley Ronon Elevates Five to Firm Partnership

  January 27, 2021
  Firm News

• Jamie Gershkow Presents at Crane Data’s 11^th Annual Money Fund University

  January 22, 2021
  Firm News

• Christopher Zimmerman Speaks at ICI Webinar on the New SEC Rule Concerning Fund’s Use of Derivatives

  January 22, 2021
  Firm News

• David Grim Discusses the SEC’s Valuation Rule With KPMG

  January 21, 2021
  Firm News

• Nicole Kalajian Moderates Washington DC Compliance Round Table Discussion on the SEC’s New Marketing Rule

  January 15, 2021
  Firm News

• A Framework for the DOL’s New Proxy Voting Rule

  January 7, 2021
  Client Alert

• DOL Finalizes Investment Advice Rulemaking

  December 21, 2020
  Client Alert

• The CFTC’s New and Improved Form CPO-PQR:
  Navigating the Revised Form and Filing Landscape

  December 15, 2020
  Client Alert

• George Michael Gerstein Discusses ESG ERISA Implications on DCIIA Webinar

  December 15, 2020
  Firm News

• SEC Adopts New Rule on the Use of Derivatives by Registered Funds and BDCs
  NSCP Currents | PDF

  December 11, 2020
  Article

• Nicole Kalajian Presents at the Financial Poise Digital Assets Webinar

  December 3, 2020
  Firm News

• George Michael Gerstein Speaks with The Wall Street Journal

  November 30, 2020
  Press Clippings

• U.S. Department of Labor Unveils Registration Requirements for Financial Services Firms That Operate as Pooled Plan Providers to a New Generation of Retirement Plans

  November 23, 2020
  Client Alert

• Going, Going, Gone - ISDA Publishes IBOR Fallbacks Protocol Addressing Anticipated Rate Cessation

  November 20, 2020
  Client Alert

• Stradley Ronon & Siegfried Advisory Webcast
  Three Years for Long-Term Capital Gains

  November 18, 2020

• SEC Adopts New Rule on the Use of Derivatives by Registered Funds and BDCs

  November 13, 2020
  Client Alert

• Nicole Kalajian Presents National Regulatory Services Course on Portfolio Compliance

  November 12, 2020
  Firm News

• Preparing Your Privately Held Business for a Liquidity Event
  

  November 11, 2020

• Key Considerations: DOL’s New Final Regulation on ERISA’s Investment Duties (ESG-Related or Not)

  November 11, 2020
  Client Alert

• Stradley Ronon Practice Groups Ranked in Top Tiers of 2021 ‘Best Law Firm’ List by Best Lawyers

  November 5, 2020
  Firm News

• Nicole Simon Quoted in Ignites and Fund Board Views Regarding the SEC's New Derivatives Rule

  October 30, 2020
  Firm News