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Lawrence P. Stadulis Co-Instructs NRS Course on the SEC’s Anti-Fraud Rules

October 08, 2020
Firm News
PHILADELPHIA – Stradley Ronon Partner Lawrence P. Stadulis served as a co-instructor for the National Regulatory Services course, “Advisers Act Anti-Fraud Rules: Custody, Political Contributions, Solicitors and Proxy Voting Requirements,” on Oct. 8. The course explored the many facets of the rule, provided details regarding the definition of custody and examples of custody, and delineated best practices for complying with this formidable and important rule.

Stadulis chairs Stradley Ronon’s broker-dealer regulatory group, and co-chairs the firm’s fiduciary governance group and investment advisers group. He advises clients in matters pertaining to the registration and regulation of investment advisers and investment companies under federal and state securities laws. Stadulis also manages related issues pertaining to investment advisers and investment companies, including matters involving ERISA, broker-dealer regulation and banking laws.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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