A lot is happening in the world of digital assets regulation, and we know it is difficult to keep track of it all. That is why we built this digital assets regulatory tracker. Each month, we publish a list with links to digital asset-related materials issued by the SEC, CFTC and DOL. Please click
here if you would like to sign up to receive this monthly tracker via email.
NOVEMBER 2022
SEC
November 29, 2022
American CryptoFed DAO LLC
ALJ Orders: AP:6886
November 25, 2022
American CryptoFed DAO LLC
ALJ Orders: AP:6884
November 22, 2022
American CryptoFed DAO LLC
ALJ Orders: AP:6882
November 18, 2022
American CryptoFed DAO LLC
ALJ Orders: AP:6881
Administrative Proceedings: 33:11134
November 18, 2022
SEC Seeks to Stop the Registration of Misleading Crypto Asset Offerings
November 16, 2022
Digital Assets: Putting Investors First: Remarks by Jaime Lizárraga
November 7, 2022
SEC Granted Summary Judgment Against New Hampshire Issuer of Crypto Asset Securities for Registration Violations: SEC v. LBRY, Inc., No. 1:21-cv-00260-PB (D.N.H. filed Mar. 29, 2021)
Litigation Release
November 4, 2022
SEC Charges Creator of Global Crypto Ponzi Scheme and Three US Promoters in Connection with $295 Million Fraud
Press Release
Litigation Release
November 3, 2022
SEC Charges Creator of Global Crypto Ponzi Scheme and Three US Promoters in Connection with $295 Million Fraud
Securities and Exchange Commission v. Douver Torres Braga, Joff Paradise, and Keleionalani Akana Taylor, No. 2:22-cv-01563 (W.D. Wash. filed Nov. 3, 2022):
Securities and Exchange Commission v. Jonathan Tetreault, No. 2:22-cv-01567 (W.D. Wash. filed Nov. 3, 2022):
November 3, 2022
SEC Charges Promoter for Role in Fictitious Crypto Trading Program
Litigation Release
Securities and Exchange Commission v. Costello et al., No. 2:22-cv-01388 (W.D. Wash. Filed Sept. 29, 2022)
CFTC
November 30, 2022
Keynote Remarks of Commissioner Christy Goldsmith Romero at the Futures Industry Association, Asia Derivatives Conference, Singapore: Protecting Against Emerging Global Fintech Threats in Cyberspace and Cryptocurrencies
November 30, 2022
Commissioner Goldsmith Romero to Deliver Keynote Address at the Futures Industry Association Asia Derivatives Conference
November 30, 2022
Chairman Behnam to Keynote at the Princeton DeCenter Inaugural Summit
November 28, 2022
Chairman Behnam to Participate in a Keynote Interview at the Crypto and Digital Assets Summit: Winter Edition
November 18, 2022
Commissioner Mersinger to Participate at the Texas Blockchain Summit
November 17, 2022
Commissioner Johnson to Participate in a Fireside Chat at the Institutional Digital Assets and Crypto Regulation Symposium
November 17, 2022
Commissioner Goldsmith Romero to Participate in a Virtual Fireside Chat at MoffettNathanson’s 4th Annual Cryptocurrency & Blockchain Immersion
November 16, 2022
Commissioner Pham to Speak on Panels at the Milken Institute Middle East and Africa (MEA) Summit
November 15, 2022
Commissioner Johnson to Deliver Keynote Address at the Stanford Crypto Policy Conference
November 15, 2022
Commissioner Pham to Participate in a Regulators Summit and Speak on a Panel at Abu Dhabi Finance Week
November 14, 2022
LedgerX Withdraws Clearing Application
November 14, 2022
Commissioner Johnson to Participate in a Panel Discussion at FIA Expo 2022
November 14, 2022
Chairman Behnam to Keynote at FIA Expo 2022
November 14, 2022
Commissioner Goldsmith Romero to Participate in a Panel Discussion at FIA Expo 2022
November 9, 2022
Commissioner Pham to Deliver Remarks at the First Annual Symposium of the Futures & Derivatives Law Report
November 8, 2022
Commissioner Johnson to Deliver a Keynote Address at the 3rd Annual National HBCU Blockchain and FinTech Conference
November 4, 2022
Statement of Commissioner Kristin N. Johnson Regarding CFTC Order Finding That Jeremy Rounsville of Hunt County Texas, Defrauded Customers in Digital Asset Arbitrage Scheme
November 4, 2022
Concurring Statement of Commissioner Christy Goldsmith Romero in CFTC v. Jeremy Rounsville
November 4, 2022
CFTC Penalizes and Permanently Bans Texan from Trading and Registration for Virtual Currencies Fraud
November 4, 2022
Chairman Behnam to Participate in a Conversation at the European Financial Forum: Financial Services in the Digital Age
November 4, 2022
Commissioner Pham to Speak on a Panel at Singapore FinTech Festival
November 3, 2022
Commissioner Johnson to Participate in a Fireside Chat at FMA’s 31st Annual Legal & Legislative Conference
November 2, 2022
Chairman Behnam to Participate in a Conversation at the AIMA Global Policy & Regulatory Forum 2022
ARCHIVES
October 2022
September 2022
August 2022
We value your thoughts and opinions, please send any feedback or suggestions to our editor here.
Information contained in this publication should not be construed as legal advice or opinion or as a substitute for the advice of counsel. The articles by these authors may have first appeared in other publications. The content provided is for educational and informational purposes for the use of clients and others who may be interested in the subject matter. We recommend that readers seek specific advice from counsel about particular matters of interest.
Copyright © 2022 Stradley Ronon Stevens & Young, LLP. All rights reserved.