Please click on the short videos below to hear about each day’s important takeaways.
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Welcome to the 2023 ICI Investment
Management Conference
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Sprinting a Marathon: Keeping up with the
SEC’s Rulemaking Activity
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DEI Practices in the Asset
Management Industry
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The Funds They are A-Changin: A Closer
Look at Mutual Fund to ETF Conversions
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Fund Disclosure Developments
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Fund Governance in an Era of
Regulatory Deluge
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Evaluating the SEC’s Liquidity, Swing
Pricing, and Hard Close Proposal
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Fund Industry Civil Litigation: Year
in Review
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Keynote Remarks: Mark Uyeda,
Commissioner SEC
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The “Alt”-imate Product:
Thoughts for Sponsors
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Cross-Discipline Collaboration as the
Industry Landscape Evolves
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Remarks by William A. Birdthistle, Director,
Division of IM SECs
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The Topic Du Jour: Is ESG Investing
Financial, Political, or Both?
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SMAs and CITs for Retail Investors:
Regulatory and Compliance Considerations
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The SEC’s History: Perspectives on a
Changing Regulatory Landscape
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Addressing Compliance Challenges in
Today’s Unprecedented Environment
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Market Structure Reform: Implications for
Investment Management
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