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Stradley Ronon Partner Larry Stadulis Discusses SEC’s Proposed Safeguarding Rule for Investment Advisers

November 08, 2023
Firm News

WASHINGTON – Alongside industry leaders and regulatory authorities, Stradley Ronon partner Larry Stadulis served as a panelist at the COMPLYConnect Conference and Expo, a three-day event covering the latest developments and trends shaping compliance, risk and governance.

Participating on the panel, “Understanding the SEC's Proposed Rule for Safeguarding Client Assets,” Stadulis discussed the U.S. Securities and Exchange Commission’s proposed amendments to the Custody Rule under the Investment Advisers Act of 1940 and their potential implications for SEC-registered investment advisers.

Stadulis, co-chair of the firm’s fiduciary governance practice, advises clients in matters pertaining to the registration and regulation of investment advisers and investment companies under federal and state securities laws. He also manages related issues pertaining to investment advisers and investment companies, including matters involving ERISA, broker-dealer regulation and banking laws. Stadulis is a former special counsel in the Chief Counsel’s Office of the SEC’s Division of Investment Management.

The conference was hosted Nov. 7-9 in Huntington Beach, California.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies — from small businesses to Fortune 500 corporations — achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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