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Digital Asset Regulatory Tracker

February 13, 2023
Publications

Digital Asset Regulatory Tracker

A lot is happening in the world of digital assets regulation, and we know it is difficult to keep track of it all. That is why we built this digital assets regulatory tracker. Each month, we publish a list with links to digital asset-related materials issued by the SEC, CFTC and DOL. Please click here if you would like to sign up to receive this monthly tracker via email.

JANUARY 2023

SEC - 12 Entries

January 31, 2023
In the Matter of Poloniex, LLC
Administrative Proceedings 34-96679
Plan of Distribution: https://www.sec.gov/litigation/admin/2023/34-96779-dp.pdf

January 20, 2023
SEC Charges Avraham Eisenberg with Manipulating Mango Markets’ “Governance Token” to Steal $116 Million of Crypto Assets
Press Release: https://www.sec.gov/news/press-release/2023-13
Complaint: https://www.sec.gov/litigation/complaints/2023/comp-pr2023-13.pdf
Litigation Release: https://www.sec.gov/litigation/litreleases/2023/lr25623.htm

January 20, 2023
“Outdated” Remarks before the Digital Assets at Duke Conference by Commissioner Hester M. Peirce 

January 20, 2023
American CryptoFED DAO, LLC
ALJ Orders: AP-6896

January 19, 2023
Nexo Agrees to Pay $45 Million in Penalties and Cease Unregistered Offering of Crypto Asset Lending Product
Press Release: https://www.sec.gov/news/press-release/2023-11
Administrative Proceedings: 33-11149

January 19, 2023
SEC Charges Caroline Ellison and Gary Wang with Defrauding Investors in Crypto Asset Trading Platform FTX
Litigation Release: https://www.sec.gov/litigation/litreleases/2023/lr25617.htm
Complaint: https://www.sec.gov/litigation/complaints/2023/comp25617.pdf

January 19, 2023
SEC Charges Samuel Bankman-Fried with Defrauding Investors in Crypto Asset Trading Platform FTX
Litigation Release: https://www.sec.gov/litigation/litreleases/2023/lr25616.htm
Complaint: https://www.sec.gov/litigation/complaints/2023/comp25616.pdf

January 17, 2023
In the Matter of the Registration Statement of Electropremium (Order Granting Petition for Review and Scheduling Briefs)
Administrative Proceedings 33-11147

January 13, 2023
Administrative Proceeding, In the Matter of Blockchain Credit Partners d/b/a DeFi Money Market, Gregory Keough and Derek Acree
Administrative Proceedings 34-96664

January 13, 2023
In the matter of Unikrn, Inc.
Administrative Proceedings 34-96665
Plan of Distribution: https://www.sec.gov/litigation/admin/2023/34-96665-pdp.pdf

January 12, 2023
SEC Charges Genesis and Gemini for the Unregistered Offer and Sale of Crypto Asset Securities through the Gemini Earn Lending Program
Press Release: https://www.sec.gov/news/press-release/2023-7
Complaint: https://www.sec.gov/litigation/complaints/2023/comp-pr2023-7.pdf

January 4, 2023
SEC Charges Creator of CoinDeal Crypto Scheme and Seven Others in Connection with $45 Million Fraud
Press Release: https://www.sec.gov/news/press-release/2023-2
Complaint: https://www.sec.gov/litigation/complaints/2023/comp-pr2023-2.pdf
 


CFTC - 11 Entries

January 26, 2023
Keynote Address of Commissioner Kristin Johnson at Digital Assets @ Duke Conference, Duke’s Pratt School of Engineering and Duke Financial Economics Center: Mitigating Crypto-Crises: Applying Lessons Learned in Governance, Risk Management and Compliance 

January 26, 2023
Commissioner Johnson to Deliver a Keynote Address at Emory Law School’s 2023 TI:GER Innovation Conference 

January 21, 2023
Commissioner Johnson to Deliver Keynote Address at the Digital Assets at Duke

January 18, 2023
Keynote Address by Commissioner Christy Goldsmith Romero at The Wharton School and the University of Pennsylvania Carey Law School: Crypto’s Crisis of Trust: Lessons Learned from FTX’s Collapse

January 18, 2023
Commissioner Goldsmith Romero to Provide Keynote Address at the University of Pennsylvania Carey Law School’s Symposium, The FTX Fiasco: Unpacking the Most Complex Bankruptcy in History

January 18, 2023
Commissioner Pham to Participate in a Fireside Chat at the Global Blockchain Business Council’s Blockchain Central Davos

January 18, 2023
Commissioner Mersinger to Participate in a Fireside Chat at the Global Blockchain Business Council’s Blockchain Central Davos

January 16, 2023
Commissioner Goldsmith Romero to Discuss Blockchain for Public Institution Applications at GBBC’s Blockchain Central Davos 2023

January 10, 2023
Statement of Commissioner Caroline D. Pham Regarding Complaint Charging Swaps Manipulation and Fraud on a Decentralized Digital Asset Exchange

January 9, 2023
Statement of Commissioner Kristin N. Johnson Regarding CFTC Action Against Market Manipulation Scheme in the Digital Assets Markets

January 9, 2023
CFTC Charges Avraham Eisenberg with Manipulative and Deceptive Scheme to Misappropriate Over $110 million from Mango Markets, a Digital Asset Exchange
 

DOL

No entries



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