Insights & News

Sara Crovitz and John Hamilton Provide a Regulatory Update for Asia Fund Managers

March 04, 2021
Firm News
PHILADELPHIASara P. Crovitz and John P. Hamilton joined Halley Caldwell, Head of Business Consulting Services, Asia Pacific, Morgan Stanley Prime Brokerage, to present the Morgan Stanley webcast on March 3. The webcast, “US Regulatory Update for Asia Fund Managers,” provided an overview of the revised marketing rules under the Investment Advisers Act, an update on the latest enforcement actions and expectations under the new administration.

Crovitz provides counsel on all aspects of investment company and investment adviser regulation. Before joining Stradley Ronon, Crovitz had more than 20 years of experience at the SEC. In her most recent position of Deputy Chief Counsel in the Division of Investment Management, Crovitz worked with a team of over 50 attorneys in issuing exemptive orders, no-action/interpretive letters, IM Guidance Updates and other written and oral guidance, including guidance related to MiFID II, clean shares and auditor independence. For many years, she also led the Division's international obligations, including IOSCO and FSB work streams.

Hamilton focuses his practice on private fund managers, advising on the formation and structuring of investment vehicles across a variety of alternative asset classes, including hedge funds, private equity and impact investment vehicles. He also counsels clients on related transactional and compliance matters. In addition, Hamilton represents institutional investors allocating to alternative investment funds.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in seven strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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