Insights & News

FIA Futures & Options Expo:
Law & Compliance: Reading the Tea Leaves: Enforcement Trends from the SEC and CFTC

October 3, 2023
3:15-4:15 p.m.

Sheraton Grand Chicago Riverwalk
301 E North Water Street
Chicago, Illinois 60611

Hear from the experts on the latest cases filed and court decisions affecting your businesses. Regulators have been busy bringing cases in the digital currency space – what are the takeaways from those actions and the courts’ responses? With cyber events on the rise and a new CFTC Task Force devoted to the area, what should market participants do to prepare? The SEC has been aggressively seeking new sources to find actionable violations which market participants should take note of. Join us for a practical discussion on the latest enforcement activity from these two key market regulators.

Jan Folena, Partner and Co-Chair of Securities Litigation Enforcement, Stradley Ronon

Jon Ammons, Partner, Reed Smith
Brigid Brown, Assistant General Counsel, NFA
Liz Davis, Practice Group Co-Chair, Davis Wright Tremaine
Cliff Histed, Partner, K&L Gates

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