Insights & News

Jan Folena Presents Webinar on How to Ensure Your Firm is Reg BI Compliant

December 09, 2022
Firm News

PHILADELPHIA – Stradley Ronon is pleased to announce that Partner Jan M. Folena presented a webinar, “Reg BI Compliance: What You Need to Know to Stay Ahead.” Hosted by NICE Actimize and Bates Group, the webinar feature Folena, Rhonda Davis from the Bates Group LLC, Anand Maheshwari and Ozzie Berrios, both from NICE Actimize. The webinar discussed what firms need to do to remain compliant now that the U.S. Securities and Exchange Commission has made Regulation Best Interest (Reg BI) a priority.

Folena is a nationally recognized trial and appellate lawyer using her 20 years of enforcement and government experience to guide clients on securities, derivatives and financial services litigation. She advises and represents clients in all types of securities matters, including those involving investment managers, financial fraud, insider trading, foreign bribery and matters involving complex financial instruments. Before joining the firm, Folena served as supervisory chief litigation counsel at the SEC, leading some of the industry’s most complex and high-profile cases in the Enforcement Division.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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