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Stradley Ronon Partner Jan Folena Moderates SEC and CFTC Enforcement Trends Panel at FIA Expo 2023

October 03, 2023
Firm News

PHILADELPHIA – Stradley Ronon Partner and Co-Chair of the securities litigation enforcement practice group Jan M. Folena moderated a panel titled “Law & Compliance: Reading the Tea Leaves: Enforcement Trends from the SEC and CFTC” at the Futures Industry Association’s FIA Expo 2023 in Chicago.

The panel of attorneys discussed the SEC’s and CFTC’s increased enforcement in the digital currency space, trends related to ESG and cyber security, off-channel communications and highlighted some recently decided enforcement actions from these two key market regulators.

Folena has over 20 years of federal government enforcement, investigation and litigation experience. She previously served as assistant chief litigation counsel for the SEC’s Enforcement Division, where she appeared in federal courts across the nation as lead trial counsel, handling issues at the forefront of the securities and financial services industry.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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