Insights & News

SEC Cybersecurity Rules: Navigating a New Compliance Roadmap

April 5, 2023
12 p.m.

The SEC is poised to take a final vote on its new Cybersecurity Risk Management rules, which will require significant enhancements to an RIA’s cybersecurity posture. From incident response and disclosure to corporate board governance and information security management, the expected requirements are far-reaching; thus, investment management firms take the time now to assess their existing risk management programs and begin implementing compliance-driven controls.


Jan M. Folena, Co-Chair, Securities Litigation
Stradley Ronon Stevens & Young
Former Supervisory Assistant Chief Litigation Counsel, Securities and Exchange Commission

Rick Mutzel, Security & Compliance Officer
Omega Systems

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