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Lawrence Stadulis Co-Instructs NRS Webinar on Fiduciary Duties

February 18, 2021
Firm News
PHILADELPHIA – Stradley Ronon Partner Lawrence P. Stadulis served as a co-instructor for the National Regulatory Services course, “Understanding Fiduciary Duties and a Sweep of Certain Anti-Fraud Provisions of the Advisers Act,” on Feb. 18. The session examined the many permutations of the adviser’s fiduciary duty as it has evolved and provided examples of how it impacts advisory operations. It also addressed some of the more expansive SEC rules promulgated pursuant to Section 206 that define the parameters of an adviser’s fiduciary duties.

Stadulis chairs Stradley Ronon’s broker-dealer regulatory group and co-chairs the firm’s fiduciary governance group and investment advisers group. He advises clients in matters pertaining to the registration and regulation of investment advisers and investment companies under federal and state securities laws. Stadulis also manages related issues pertaining to investment advisers and investment companies, including matters involving ERISA, broker-dealer regulation and banking laws.

About Stradley Ronon
Counseling clients since 1926, Stradley Ronon has helped private and public companies – from small businesses to Fortune 500 corporations – achieve their goals by providing pragmatic, value-driven legal counsel. With offices in eight strategic locations, our responsive team of more than 200 attorneys seamlessly addresses the full spectrum of our clients’ needs, ranging from sophisticated corporate transactions to complex commercial litigation.

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