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Stradley Ronon CLE:
Challenging Issues for In-house Counsel & Compliance Professionals in Internal Investigations

May 3, 2023

Stradley Ronon
100 Park Avenue, 2nd Floor
New York, New York

Registration 4:45 – 5:00 p.m.
Presentation 5:00 – 6:30 p.m.
Cocktail Reception 6:30 – 7:30 p.m.

Join our panelists as they delve into challenging issues in-house counsel and compliance professionals face when conducting internal investigations, including:

When should a company open an investigation, when should it choose not to do so, and how best to organize & staff that investigation?

  • Identify potential pitfalls when working with in-house counsel located outside the United States.
  • How to handle Upjohn warnings, and who gets separate counsel?
  • Privilege and privacy concerns when collecting electronic communications and documents located outside the United States.
  • Strategies to manage senior executives.
  • Care and feeding of whistleblowers.
  • Acting on information obtained in an investigation – restitution, internal discipline, regulatory or law enforcement cooperation, and self-reporting.


  • Steven D. Feldman, Partner & Co-Chair, White-Collar Defense, Investigations & Compliance, Stradley Ronon
  • Jan M. Folena, Partner & Co-Chair, Securities Litigation, Stradley Ronon
  • Frederic M. Krieger, Senior Counsel, Investment Management and Securities Litigation, Stradley Ronon
  • D. Andrew Pietro, Senior Legal Counsel,Litigation, Klarna Inc.

While there is no cost to attend, registration in advance is required.
1.5 hours CLE credit pending for New York and Pennsylvania

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