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Digital Asset Regulatory Tracker

May 11, 2023
Publications

Digital Asset Regulatory Tracker

A lot is happening in the world of digital assets regulation, and we know it is difficult to keep track of it all. That is why we built this digital assets regulatory tracker. Each month, we publish a list with links to digital asset-related materials issued by the SEC, CFTC and DOL. Please click here if you would like to sign up to receive this monthly tracker via email.

SEC - 6 Entries

April 28, 2023
Public Cease and Desist Proceedings Instituted Pursuant to Section 8A of the Securities Act of 1993 and Section 21C of the Securities Exchange Act of 1934 Against Up, Global SEZC, Coinme Inc. and Neil Bergquist
Administrative Proceeding
Administrative Summary

 

April 18, 2023
SEC Settles Offering Fraud Case Against Convicted Fraudster and His Companies and Returns Funds To Certain Investors Harmed by The Fraud

 

April 17, 2023
SEC Charges Crypto Asset Trading Platform Bittrex and Its Former CEO for Operating an Unregistered Exchange, Broker and Clearing Agency
Press Release
SEC Complaint
Litigation Release

 

April 14, 2023
SEC Reopens Comment Period for Proposed Amendments To Exchange Act Rule 3b-16 and Provides Supplemental Information

 

April 13, 2023
SEC Charges Terraform and CEO Do Kwon With Defrauding Investors in Crypto Schemes
SEC Complaint
Litigation Release

 

April 3, 2023
SEC Charges Crypto Trading Platform Beaxy and Its Executives for Operating an Unregistered Exchange, Broker and Clearing Agency
SEC Complaint
Litigation Release

 


CFTC - 13 Entries

April 28, 2023
Commissioner Goldsmith Romero To Engage in a Fireside Chat at Consensus 2023

April 27, 2023
Federal Court Orders South African CEO To Pay Over $3.4 Billion for Forex Fraud

April 25, 2023
Illicit Finance and Other Key Risks of Digital Assets: Keynote at City Week 2023

April 25, 2023
Commissioner Goldsmith Romero To Give a Keynote Address at City Week 2023

April 25, 2023
Commissioner Johnson To Deliver a Keynote Address at the City Week 2023 Meeting: Global Challenges through Innovation

April 21, 2023
CFTC Charges 14 Entities for Fraudulently Claiming To Be Registered With The Agency

April 20, 2023
Commissioner Johnson To Deliver a Keynote Address at the New York City Bar Event Cryptocurrency & Digital Assets: Regulatory Trends and Customer Protections

April 13, 2023
Commissioner Caroline D. Pham Will Speak to Columbia Business School Students on Financial Regulation, Innovation and Digital Assets

April 13, 2023
Chairman Behnam To Participate in a Fireside Chat at the DeCenter Spring Conference

April 11, 2023
Commissioner Goldsmith Romero To Participate in the Digital Security Threats Panel at AFCEA’s 2023 Tech Summit

April 11, 2023
Commissioner Caroline D. Pham Will Speak to Boston College Law School Students on Innovation and Regulation of Digital Assets

April 11, 2023
CFTC Charges New York Resident with Fraud and Misappropriation in Digital Assets Trading Scheme

April 4, 2023
Commissioner Pham To Participate in a Fireside Chat at Pantera Blockchain Summit 2023


DOL

No entries



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