A lot is happening in the world of digital assets regulation, and we know it is difficult to keep track of it all. That is why we built this digital assets regulatory tracker. Each month, we publish a list with links to digital asset-related materials issued by the SEC, CFTC and DOL. Please click here if you would like to sign up to receive this monthly tracker via email.
JULY 2023 RECAP
SEC – 8 Entries
July 31, 2023
SEC Charges Hex Founder Richard Heart with Misappropriating Millions of Dollars of Investor Funds from Unregistered Crypto Asset Securities Offerings That Raised More Than $1 Billion
Press Release
Litigation Release
SEC Complaint
July 27, 2023
The Potential Pitfalls of Purported Crypto “Assurance” Work, by SEC Chief Accountant Paul Munter
July 21, 2023
SEC Charges Quantstamp, Inc. in $28.35 Million Initial Coin Offering
Administrative Summary
Administrative Proceeding
July 21, 2023
In the Matter of the Registration Statement of AMERICAN CRYPTOFED DAO LLC
July 19, 2023
Testimony at Hearing before the Subcommittee on Financial Services and General Government U.S. Senate Appropriations Committee, by SEC Chair Gary Gensler
July 13, 2023
SEC Charges Celsius Network Limited and Founder Alex Mashinsky with Fraud and Unregistered Offer and Sale of Securities
Press Release
Litigation Release
SEC Complaint
July 12, 2023
LBRY, Inc., New Hampshire Issuer of Crypto Asset Securities That Violated Registration Requirements Enjoined and Ordered to Pay Penalty
July 10, 2023
In the Matter of the Application of EYECITY.COM, INC. (n/k/a CAREX BLOCKCHAIN PLATFORM, INC.)
CFTC – 18 Entries
July 26, 2023
Statement of Commissioner Christy Goldsmith Romero: Improving the Review Process for New Products and Rules
July 25, 2023
CFTC Charges Tennessee Husband and Wife Realtors for Operating a $6 Million Digital Assets Commodity Pool Scheme
July 19, 2023
Commissioner Pham to Speak at Christie’s Art + Tech Summit
July 18, 2023
Opening Statement of Commissioner Christy Goldsmith Romero at the Technology Advisory Committee on Responsible AI in Financial Services, DAOs and Other DeFi & Cyber Resilience
July 18, 2023
Opening Statement of Commissioner Kristin N. Johnson: Measuring Benefits and Mitigating the Risks of Integrating Artificial Intelligence
July 18, 2023
Statement by Commissioner Summer K. Mersinger before the Technology Advisory Committee Meeting
July 18, 2023
Commissioner Goldsmith Romero Announces July 18 Technology Advisory Committee Meeting
July 17, 2023
Commissioner Pham Announces CFTC Global Markets Advisory Committee Meeting on July 17
July 14, 2023
Commissioner Goldsmith Romero Announces Agenda for July 18, 2023, Technology Advisory Committee Meeting Addressing Responsible Artificial Intelligence, Decentralized Finance (including DAOs), and Cyber Resilience
July 14, 2023
Commissioner Goldsmith Romero Announces Technology Advisory Committee (TAC) Subcommittee Co-Chairs and Members
July 13, 2023
Statement of Commissioner Kristin N. Johnson: Taking Action to Prevent Fraud By Digital Asset Services Firms
July 13, 2023
The Global Markets Advisory Committee Announces Agenda for July 17 Meeting
July 13, 2023
CFTC Charges Alexander Mashinsky and Celsius Network, LLC with Fraud and Material Misrepresentations in Massive Commodity Pool Scheme Involving Digital Asset Commodities
July 12, 2023
Federal Court Orders Digital Asset Derivatives Platform and Florida Resident to Pay More than $15 Million for Multiple Violations of the Commodity Exchange Act
July 10, 2023
Opening Statement of Commissioner Kristin N. Johnson before the Market Risk Advisory Committee
July 10, 2023
The Market Risk Advisory Committee to Meet on July 10
July 6, 2023
Statement of Commissioner Kristin N. Johnson Supporting Enforcement Action Against Bitcoin Fraud
July 6, 2023
CFTC Charges Alleged Bitcoin Seller and Former Attorney with Multi-Million Dollar Bitcoin Fraud, Imposes Over $5 Million in Restitution
DOL
No entries
ARCHIVES
June 2023
May 2023
April 2023
March 2023
February 2023
January 2023
December 2022
November 2022
October 2022
September 2022
August 2022
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