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Digital Asset Regulatory Tracker

August 16, 2023
Publications

Digital Asset Regulatory Tracker

A lot is happening in the world of digital assets regulation, and we know it is difficult to keep track of it all. That is why we built this digital assets regulatory tracker. Each month, we publish a list with links to digital asset-related materials issued by the SEC, CFTC and DOL. Please click here if you would like to sign up to receive this monthly tracker via email.

JULY 2023 RECAP

SEC – 8 Entries


July 31, 2023

SEC Charges Hex Founder Richard Heart with Misappropriating Millions of Dollars of Investor Funds from Unregistered Crypto Asset Securities Offerings That Raised More Than $1 Billion

Press Release

Litigation Release

SEC Complaint

 

July 27, 2023

The Potential Pitfalls of Purported Crypto “Assurance” Work, by SEC Chief Accountant Paul Munter

 

July 21, 2023

SEC Charges Quantstamp, Inc. in $28.35 Million Initial Coin Offering

Administrative Summary

Administrative Proceeding

 

July 21, 2023

In the Matter of the Registration Statement of AMERICAN CRYPTOFED DAO LLC

 

July 19, 2023

Testimony at Hearing before the Subcommittee on Financial Services and General Government U.S. Senate Appropriations Committee, by SEC Chair Gary Gensler

 

July 13, 2023

SEC Charges Celsius Network Limited and Founder Alex Mashinsky with Fraud and Unregistered Offer and Sale of Securities

Press Release

Litigation Release

SEC Complaint

 

July 12, 2023

LBRY, Inc., New Hampshire Issuer of Crypto Asset Securities That Violated Registration Requirements Enjoined and Ordered to Pay Penalty

 

July 10, 2023

In the Matter of the Application of EYECITY.COM, INC. (n/k/a CAREX BLOCKCHAIN PLATFORM, INC.)


CFTC – 18 Entries

 

July 26, 2023

Statement of Commissioner Christy Goldsmith Romero: Improving the Review Process for New Products and Rules

 

July 25, 2023

CFTC Charges Tennessee Husband and Wife Realtors for Operating a $6 Million Digital Assets Commodity Pool Scheme

 

July 19, 2023

Commissioner Pham to Speak at Christie’s Art + Tech Summit

 

July 18, 2023

Opening Statement of Commissioner Christy Goldsmith Romero at the Technology Advisory Committee on Responsible AI in Financial Services, DAOs and Other DeFi & Cyber Resilience

 

July 18, 2023

Opening Statement of Commissioner Kristin N. Johnson: Measuring Benefits and Mitigating the Risks of Integrating Artificial Intelligence

 

July 18, 2023

Statement by Commissioner Summer K. Mersinger before the Technology Advisory Committee Meeting

 

July 18, 2023

Commissioner Goldsmith Romero Announces July 18 Technology Advisory Committee Meeting

 

July 17, 2023

Commissioner Pham Announces CFTC Global Markets Advisory Committee Meeting on July 17

 

July 14, 2023

Commissioner Goldsmith Romero Announces Agenda for July 18, 2023, Technology Advisory Committee Meeting Addressing Responsible Artificial Intelligence, Decentralized Finance (including DAOs), and Cyber Resilience

 

July 14, 2023

Commissioner Goldsmith Romero Announces Technology Advisory Committee (TAC) Subcommittee Co-Chairs and Members

 

July 13, 2023

Statement of Commissioner Kristin N. Johnson: Taking Action to Prevent Fraud By Digital Asset Services Firms

 

July 13, 2023

The Global Markets Advisory Committee Announces Agenda for July 17 Meeting

 

July 13, 2023

CFTC Charges Alexander Mashinsky and Celsius Network, LLC with Fraud and Material Misrepresentations in Massive Commodity Pool Scheme Involving Digital Asset Commodities

 

July 12, 2023

Federal Court Orders Digital Asset Derivatives Platform and Florida Resident to Pay More than $15 Million for Multiple Violations of the Commodity Exchange Act

 

July 10, 2023

Opening Statement of Commissioner Kristin N. Johnson before the Market Risk Advisory Committee

 

July 10, 2023

The Market Risk Advisory Committee to Meet on July 10

 

July 6, 2023

Statement of Commissioner Kristin N. Johnson Supporting Enforcement Action Against Bitcoin Fraud

 

July 6, 2023

CFTC Charges Alleged Bitcoin Seller and Former Attorney with Multi-Million Dollar Bitcoin Fraud, Imposes Over $5 Million in Restitution

 


DOL

No entries



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