A lot is happening in the world of digital assets regulation, and we know it is difficult to keep track of it all. That is why we built this digital assets regulatory tracker. Each month, we publish a list with links to digital asset-related materials issued by the SEC, CFTC and DOL. Please click here if you would like to sign up to receive this monthly tracker via email.
MAY 2023 RECAP
SEC - 7 Entries
May 30, 2023
Former Coinbase Manager and His Brother Agree to Settle Insider Trading Charges Relating to Crypto Asset Securities
May 25, 2023
In the Matter of BIGtoken, Inc. (f/k/a Force Protection Video Equipment Corp.)
May 16, 2023
SEC Charges 10 Microcap Companies with Securities Offering Registration Violations
Press Release
Order (Graystone Company Inc.)
May 12, 2023
Remarks at ICAEW Event – World-Class Regulation: Building Trust and Transparency in International Markets by Commissioner Mark T. Uyeda
May 11, 2023
SEC Charges Operators of Dozens of Websites with Offering Fraud Involving Crypto Assets (Securities and Exchange Commission v. GA Investors, No. 1:23-cv-11050 (D. Mass. filed May 11, 2023)
Litigation Release
Complaint
May 10, 2023
SEC Obtains Default Judgments Against Unregistered Brokers for Conducting a Fraudulent and Unregistered Offering of Crypto Asset Securities (Securities and Exchange Commission v. Chicago Crypto Capital LLC, et al., No. 1:22-cv-04975 (N.D. Ill. filed Sept. 14, 2022))
Litigation Release
Judgment (Brian B. Amoah)
Judgment (Elbert G. Elliott)
May 4, 2023
In the Matter of the Registration Statement of AMERICAN CRYPTOFED DAO LLC
CFTC - 12 Entries
May 31, 2023
CFTC to Hold an Open Commission Meeting on June 7
May 30, 2023
Statement of Commissioner Kristin N. Johnson Calling for the CFTC to Initiate a Rulemaking Process for CFTC-Registered DCOs Engaged in Crypto or Digital Asset Clearing Activities
May 30, 2023
CFTC’s Division of Clearing and Risk Issues Staff Advisory on the Risks Associated with Expansion of Derivatives Clearing Organization Clearing of Digital Assets
May 25, 2023
Commissioner Johnson to Participate on a Regulatory Panel at DigiAssets 2023
May 25, 2023
Commissioner Johnson to Deliver a Keynote Address on Financial Markets Regulation at the London School of Economics
May 24, 2023
Statement of Commissioner Kristin N. Johnson: Enforcement Action to Stop Bitcoin Fraud Targeting the Spanish-Speaking Community
May 24, 2023
CFTC Charges Five Defendants with Fraudulent Digital Assets Trading Scheme
May 18, 2023
Commissioner Mersinger to Participate in a Fireside Chat at the BattleFin Discovery Day New York Digital Assets – Regulatory Session
May 15, 2023
Commissioner Pham Announces Proposed Work Program for CFTC Global Markets Advisory Committee and Seeks Input by May 30
May 3, 2023
Commissioner Pham to Speak at California Digital Assets Week
May 1, 2023
Commissioner Pham to Speak at the 2023 Milken Institute Global Conference
May 1, 2023
Chairman Behnam to Participate in a Fireside Chat at the Milken Institute’s 2023 Global Conference
DOL
No entries
ARCHIVES
April 2023
March 2023
February 2023
January 2023
December 2022
November 2022
October 2022
September 2022
August 2022
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